journal article·2025-07-01Open access

Optimized air admission strategy for mitigating hydrodynamic instability in a large Francis turbine

Yunkuan Yu, Kan Kan, Kunting Liu, Huixiang Chen, Changliang Ye, Yu Chen, Xiaotong Yan

AIP Advances· Volume 15· Issue 7

Abstract

The increasing integration of renewable energy into new-type power systems accentuates the critical role of hydroelectric power in grid stabilization and baseload support. Nevertheless, inherent flow instabilities in hydraulic turbines operating under off-design conditions induce power oscillations. These oscillations constrain the flexible regulation capabilities of hydroelectric power systems. This study investigates a large Francis turbine, employing a multiphase flow model to numerically simulate flow characteristics across a comprehensive range of operating conditions. Pressure distribution on runner blades is quantitatively analyzed utilizing a streamline coordinate system. A third-generation vortex method identifies the complex vortex structures within the flow channel. Building upon these analyses, this study delineates conditions predisposing the turbine to power oscillations, elucidates the mechanism of these vortex-induced oscillations, and proposes an optimal air admission strategy for their mitigation. Results show that the turbine is susceptible to power oscillations in below-rated head and overload conditions, with a characteristic frequency of 4.93 Hz, corresponding to flow separation vortices. These vortices generate negative torque on the blades, with the resulting torque fluctuations directly causing power oscillations. An optimal air admission strategy—admission volume of 1 m3/s—significantly reduces the amplitude of power oscillations by up to 81.3%. The conclusions presented herein offer valuable recommendations for optimizing the stable operating range of hydraulic turbines, enabling timely mitigation of output power fluctuations, and enhancing the flexible control capability of hydraulic systems.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Cavitation Phenomena in Pumps · Hydraulic and Pneumatic Systems · Oil and Gas Production Techniques

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

School of Electrical and Power Engineering, Hohai University 1 , Nanjing 211100,

National Engineering Research Center of Water Resources Efficient Utilization and Engineering Safety, Hohai University 2 , Nanjing 210098,

CHN Energy Dadu River Basin Hydropower Development Co., Ltd. 3 , Chengdu, Sichuan 610041,

College of Agricultural Science and Engineering, Hohai University 4 , Nanjing 210098,

School of Mechanical Engineering, Nanjing Institute of Technology 5 , Nanjing 211167,

College of Water Conservancy and Hydropower Engineering, Hohai University 6 , Nanjing 210098,

Funding

National Natural Science Foundation of China · Jiangsu Innovation Support Program for International Science and Technology Cooperation

References (47)

Show source-provided references
1. Simulation study on carbon emission of China’s electricity supply and demand under the dual-carbon target10.1016/j.jclepro.2022.134654 ↗
2. Overcoming the uncertainty and volatility of wind power: Day-ahead scheduling of hydro-wind hybrid power generation system by coordinating power regulation and frequency response flexibility10.1016/j.apenergy.2022.120555 ↗
3. Optimal energy management, technical, economic, social, political and environmental benefit analysis of a grid-connected PV/WT/FC hybrid energy system10.1016/j.enconman.2023.117390 ↗
4. Facing the high share of variable renewable energy in the power system: Flexibility and stability requirements10.1016/j.apenergy.2022.118561 ↗
5. Energy crisis in Brazil: Impact of hydropower reservoir level on the river flow10.1016/j.energy.2021.121927 ↗
6. Hidden hydraulic instability: Clearance flow dynamics during pump-turbine pump mode startup10.1016/j.renene.2025.123312 ↗
7. Investigation methods for analysis of transient phenomena concerning design and operation of hydraulic-machine systems—A review10.1016/j.rser.2018.10.023 ↗
8. Unstable pressure fluctuations in the vaneless space of high-head reversible pump-turbines—A systematic review10.1016/j.est.2023.108397 ↗
9. Numerical investigation of hydraulic instability of pump-turbines in fast pump-to-turbine transition10.1016/j.est.2024.112731 ↗
10. Hydraulic instability of pump-turbine during fast pump-to-turbine transition under different control schemes: Changing guide vane pre-opening angles10.1016/j.enconman.2024.119274 ↗
11. Experimental and numerical study on flow instability of pump-turbine under runaway conditions10.1016/j.renene.2023.04.075 ↗
12. Pressure fluctuation characteristics of a model pump-turbine during runaway transient10.1016/j.renene.2020.08.101 ↗
13. Using bionic tubercles to control swirling flow instabilities of a hydraulic turbine during the load rejection process10.1016/j.energy.2024.133354 ↗
14. Investigations into hydraulic instability during the start-up process of a pump-turbine under low-head conditions10.3390/pr12091876 ↗
15. Mechanistic insights into fatigue behavior of pump-turbine at different guide vanes opening: A study of dynamic stress response and chaos phenomena10.1016/j.energy.2025.135229 ↗
16. Influence of guide vane opening on channel vortex and pressure pulsation in Francis turbine runners10.1063/5.0206925 ↗
17. Unsteady numerical investigations of the effect of guide vane openings on the hydrodynamic characteristics under stall conditions in a pump-turbine pump mode10.1016/j.enconman.2023.117499 ↗
18. Energy performance and flow characteristics of a pump-turbine under pump mode at different guide vane openings10.1016/j.est.2024.112743 ↗
19. Effects of vortex structure on hydraulic loss in a low head Francis turbine under overall operating conditions base on entropy production method10.1016/j.renene.2022.08.084 ↗
20. Numerical investigation on vortex characteristics in a low-head Francis turbine operating of adjustable-speed at part load conditions10.1016/j.energy.2024.131800 ↗
21. Flow characteristics of a low-head and high-discharge hydraulic turbine under various operating conditions10.1063/5.0212744 ↗
22. Flow characteristics analysis of a 1 GW hydraulic turbine at rated condition and overload operation condition10.3390/pr12020255 ↗
23. Improvement of regulation quality for hydro-dominated power system: Quantifying oscillation characteristic and multi-objective optimization10.1016/j.renene.2020.12.084 ↗
24. Multi-objective optimization of a hydro-wind-photovoltaic power complementary plant with a vibration avoidance strategy10.1016/j.apenergy.2021.117459 ↗
25. Research on the method of suppressing power fluctuation of hydro generator unit based on vortex elimination technology10.1016/j.egyr.2021.09.169 ↗
26. Research on the vortex rope control techniques in draft tube of Francis turbines10.3390/en15249280 ↗
27. Pressure oscillations with ultra-low frequency induced by vortical flow inside Francis turbine draft tubes10.1016/j.seta.2021.101908 ↗
28. Improved dynamic model of a bulb turbine-generator for analysing oscillations caused by mechanical torque disturbance on a runner blade10.1016/j.ijepes.2020.105929 ↗
29. Unsteady assessment and alleviation of inter-blade vortex in Francis turbine10.1016/j.apenergy.2023.122616 ↗
30. Investigation of steady and unsteady cavitating flows through a small Francis turbine10.1016/j.renene.2021.03.080 ↗
31. Analysis of phase interaction and gas holdup in a multistage multiphase rotodynamic pump based on a modified Euler two-fluid model10.1016/j.renene.2020.10.089 ↗
32. Development of numerical Eulerian–Eulerian models for simulating multiphase pumps10.1016/j.petrol.2017.10.073 ↗
33. Numerical study of turbulent flow past a rotating axial-flow pump based on a level-set immersed boundary method10.1016/j.renene.2020.12.103 ↗
34. Fluid deformation induced energy loss of pump-turbines based on the transport of mean kinetic energy10.1016/j.renene.2025.122998 ↗
35. Fish-friendly optimization of low-head axial-flow turbines10.1016/j.oceaneng.2024.120070 ↗
36. Procedure for estimation and reporting of uncertainty due to discretization in CFD applications10.1115/1.2960953 ↗
37. The vortex dynamics characteristics in a pump-turbine: A rigid vorticity analysis while varying guide vane openings in turbine mode10.1016/j.energy.2023.130086 ↗
38. Interaction energy-based power coupling oscillation analysis and suppression of grid-forming converter connected system10.1016/j.ijepes.2025.110558 ↗
39. Novel forced oscillation analysis models for pumped storage power stations10.1016/j.est.2024.113487 ↗
40. Multi-scale flow-induced dynamic response in 710-MW Francis turbine: Numerical investigation10.1016/j.ijmecsci.2025.110345 ↗
41. Numerical investigation and experiment on pressure pulsation characteristics in a full tubular pump10.1016/j.renene.2020.09.003 ↗
42. Vibration behavior and dynamic stress of runners of very high head reversible pump-turbines10.5293/ijfms.2011.4.2.289 ↗
43. Multi-objective optimization of hydraulic performance of an ultra-low head axial-flow turbine with improved blade camber line configuration10.1016/j.renene.2025.123432 ↗
44. Third generation of vortex identification methods: Omega and Liutex/Rortex based systems10.1007/s42241-019-0022-4 ↗
45. Rortex—A new vortex vector definition and vorticity tensor and vector decompositions10.1063/1.5023001 ↗
46. Transient characteristics during power-off process in a shaft extension tubular pump by using a suitable numerical model10.1016/j.renene.2020.09.001 ↗
47. Numerical investigation of air admission influence on the precessing vortex rope in a Francis turbine10.1080/19942060.2022.2164619 ↗