journal article·2025-05-01Open access

Micro-rupture and deformation analysis of different rocks using AE and DIC techniques

Tongzhao Zhang, Shengsheng Li, Qingjun Yu, Mintao Ding, Xiaoyu Sun

AIP Advances· Volume 15· Issue 5

Abstract

Surface deformation and internal micro-fracturing provide valuable insights into rock damage assessment. Establishing correlations between these phenomena is crucial for deciphering rock failure mechanisms. This study systematically examines three representative lithotypes—sandstone, metagabbro, and granite—through Brazilian splitting tests coupled with digital image correlation and acoustic emission monitoring. The results reveal lithotype-dependent damage characteristics governed by inter-particle sliding dynamics and particulate deformation mechanisms. Sandstone displayed pronounced strain localization during stress accumulation, whereas metagabbro demonstrated a superior peak failure energy compared to granite. Fracture mode analysis indicated tensile-dominated failure in sandstone and granite, in contrast to metagabbro’s hybrid failure mechanism. This divergence likely originated from differential inter-particle stress concentration patterns. Metagabbro’s damage pattern deviated from maximum principal strain correlations, a phenomenon potentially attributable to its unique internal particle size distribution. This study offers insights into tensile-induced fracture mechanics of deep rock formations.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Rock Mechanics and Modeling · Geophysical Methods and Applications · Drilling and Well Engineering

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

Beijing China Coal Mine Engineering Company Limited 1 , Beijing 100013,

National Engineering Research Center of Deep Shaft Construction 2 , Beijing 100013,

Chifeng Shanjin Hongling Nonferrous Mining Co., Ltd. 3 , Chifeng 025454,

State Grid Electric Power Engineering Research Institute 4 , Beijing 100055,

Funding

National Natural Science Foundation of China · Major Scientific and Technological Innovation Project of Shandong Province · Tiandi Technology Co., Ltd Innovation and Entrepreneurship Fund Project · Beijing China Coal Mine Engineering Co., Ltd. independent technology project

References (38)

Show source-provided references
1. Excavation-induced deep hard rock fracturing: Methodology and applications10.1016/j.jrmge.2021.12.003 ↗
2. A post-peak dilatancy model for soft rock and its application in deep tunnel excavation10.1016/j.jrmge.2022.05.014 ↗
3. Influence of hole diameter on mechanical properties and stability of granite rock surrounding tunnels10.1063/5.0154872 ↗
4. Effect of liquid nitrogen cooling on mechanical characteristics and fracture morphology of layer coal under Brazilian splitting test10.1016/j.ijrmms.2021.105026 ↗
5. Rock fracturing observation based on microseismic monitoring and borehole imaging: In situ investigation in a large underground cavern under high geostress10.1016/j.tust.2022.104549 ↗
6. Thermal effects on prediction accuracy of dense granite mechanical behaviors using modified maximum tangential stress criterion10.1016/j.jrmge.2022.12.003 ↗
7. A review of experimental and theoretical research on the deformation and failure behavior of rocks subjected to cyclic loading10.1016/j.jrmge.2021.03.012 ↗
8. Study of failure mechanisms of rock under compressive–shear loading using real-time laser holography10.1016/j.ijrmms.2008.03.010 ↗
9. Observing deformation and fracture of rock with speckle patterns10.1007/s00603-009-0055-z ↗
10. Effect of unloading rate on the mechanical behavior and fracture characteristics of sandstones under complex triaxial stress conditions10.1007/s00603-021-02515-x ↗
11. Experimental study on acoustic emission (AE) characteristics and crack classification during rock fracture in several basic lab tests10.1016/j.ijrmms.2020.104411 ↗
12. Characterizing complex deformation, damage, and fracture in heterogeneous shale using 3D-DIC10.3390/en16062776 ↗
13. AE event rate characteristics of flawed granite: From damage stress to ultimate failure10.1093/gji/ggaa207 ↗
14. Mechanical properties and fracture evolution of sandstone specimens containing different inclusions under uniaxial compression10.1016/j.ijrmms.2019.01.010 ↗
15. Damage progression and acoustic emission in brittle failure of granite and sandstone10.1016/j.ijrmms.2021.104789 ↗
16. Effect of water content on the failure pattern and acoustic emission characteristics of red sandstone10.1016/j.ijrmms.2021.104709 ↗
17. Experimental investigation on the nonlinear characteristics of energy evolution and failure characteristics of coal under different gas pressures10.1007/s10064-021-02544-4 ↗
18. Dynamic mechanism of rock mass sliding and identification of key blocks in multi-fracture rock mass10.12989/gae.2023.32.4.375 ↗
19. Observation of fracture process zone and produced fracture surface roughness in granite under Brazilian splitting tests10.1016/j.tafmec.2022.103680 ↗
20. Research on crack classification method and failure precursor index based on RA-AF value of brittle rock10.1016/j.tafmec.2023.104179 ↗
21. Influence of the loading rate on the evolution characteristics of AE and MS signals during granite failure10.1016/j.engfailanal.2023.107428 ↗
22. Crack extension at the concrete–rock interface damaged by high-pressure water environment: DIC research10.1016/j.tafmec.2023.103966 ↗
23. Fracture process zone in crystalline rock: Effect of specimen size and shape10.1016/j.tafmec.2023.104118 ↗
24. A novel methodology for characterizing fracture process zone evolution in Barre granite specimens under mode I loading10.1016/j.tafmec.2022.103727 ↗
25. Study of mode II fracture characteristics and roughness in salt rock after treatment coupled thermo-hydro-mechanical environment10.1016/j.engfracmech.2023.109572 ↗
26. Experimental investigation of mechanical and fracture behavior of parallel double flawed granite material under impact with digital image correlation10.3390/ma16062263 ↗
27. Dynamic characteristics and crack evolution laws of coal and rock under split Hopkinson pressure bar impact loading10.1088/1361-6501/acca3b ↗
28. Lateral deformation and acoustic emission characteristics of dam bedrock under various river flow scouring rates10.1016/j.jmrt.2023.08.050 ↗
29. Fracture monitoring of steel and GFRP reinforced concrete beams using acoustic emission and digital image correlation techniques10.1002/suco.202000650 ↗
30. Unifying acoustic emission and digital imaging observations of quasi-brittle fracture10.1016/j.tafmec.2019.102301 ↗
31. Mode I fracture propagation and post-peak behavior of sandstone: Insight from AE and DIC observation10.1016/j.engfracmech.2024.110093 ↗
32. Microcrack monitoring and fracture evolution of coal and rock using integrated acoustic emission and digital image correlation techniques10.1038/s41598-024-58873-3 ↗
33. Fracture coalescence process between two pre-existing flaws in granite based on coupling exterior and interior observation techniques10.1007/s00603-023-03337-9 ↗
34. Rupture time under creep conditions10.1023/A:1018671022008 ↗
35. Study on acoustic emission and local deformation characteristics of feldspar vein-intrusive metagabbro at different angles of splitting10.1063/5.0204894 ↗
36. Extracting and predicting rock mechanical behavior based on microseismic spatio-temporal response in an ultra-thick coal seam mine10.1007/s00603-023-03247-w ↗
37. Evaluation and classification of rock heterogeneity based on acoustic emission detection10.1007/s12613-021-2381-4 ↗
38. Accurate prediction of indicators for engineering failures in complex mining environments