journal article·2026-03-02Open access

A Novel Empirical Degradation-Guided Transformer–GRU Network for Predicting Battery Capacity Degradation

Xiandao Lei, Chenyu Liu, Zeping Chen, Jin Fang, Shanshan Guo, Caiping Zhang

Batteries· Volume 12· Issue 3

Abstract

Battery ageing is inevitable during operation, leading not only to performance degradation but to potential safety concerns. Consequently, accurate prediction of the state of health (SOH) of lithium-ion batteries is crucial for ensuring their safety and reliability. This study proposed a novel hybrid neural network architecture that integrates a transformer module, an empirical degradation (ED) model, and a gated recurrent unit (GRU). The transformer module enhances the global representation of the feature sequence, while the ED model comprehensively considers the impact of temperature on the rate of battery capacity degradation, compensating the un-interpretability of the transformer architecture in predicting SOH. In addition, pseudo-incremental capacity curves have been obtained using charging fragments from multi-stage constant current fast charging, which solves the issue of extracting mechanism features under fast charging conditions. Experimental results demonstrate that, across a wide temperature range, the model maintains a low average RMSE between 0.43% and 0.59% for prediction horizons of 4 to 128 cycles. Specifically, the average RMSE is 0.87% at −5 °C and 0.37% between 25 °C and 55 °C. Compared to standalone data-driven models, the proposed hybrid architecture reduces prediction error by approximately 50% at 25 °C, exhibiting superior predictive performance and robustness.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Advanced Battery Technologies Research · Advancements in Battery Materials · Advanced Battery Materials and Technologies

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

School of Electrical Engineering, Beijing Jiaotong University, Beijing 100044, China

China Three Gorges Renewables Group Co., Ltd., Beijing 100053, China

National Active Distribution Network Technology Research Center (NANTEC), Beijing Jiaotong University, Beijing 100044, China

Shandong Key Laboratory of Intelligent Manufacturing Technology for Advanced Power Equipment, Weifang 261061, China

Funding

Young Scientists Fund of the National Natural Science Foundation of China · Fundamental Research Funds for the Central Universities

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