journal article·2023-01-18Open access

Data-Driven Thermal Anomaly Detection in Large Battery Packs

Kiran Bhaskar, Ajith Kumar, James Bunce, Jacob Pressman, Neil Burkell, Christopher D. Rahn

Batteries· Volume 9· Issue 2

Abstract

The early detection and tracing of anomalous operations in battery packs are critical to improving performance and ensuring safety. This paper presents a data-driven approach for online anomaly detection in battery packs that uses real-time voltage and temperature data from multiple Li-ion battery cells. Mean-based residuals are generated for cell groups and evaluated using Principal Component Analysis. The evaluated residuals are then thresholded using a cumulative sum control chart to detect anomalies. The mild external short circuits associated with cell balancing are detected in the voltage signals and necessitate voltage retraining after balancing. Temperature residuals prove to be critical, enabling anomaly detection of module balancing events within 14 min that are unobservable from the voltage residuals. Statistical testing of the proposed approach is performed on the experimental data from a battery electric locomotive injected with model-based anomalies. The proposed anomaly detection approach has a low false-positive rate and accurately detects and traces the synthetic voltage and temperature anomalies. The performance of the proposed approach compared with direct thresholding of mean-based residuals shows a 56% faster detection time, 42% fewer false negatives, and 60% fewer missed anomalies while maintaining a comparable false-positive rate.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Advanced Battery Technologies Research · Fault Detection and Control Systems · Reliability and Maintenance Optimization

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

Department of Mechanical Engineering, The Pennsylvania State University, State College, PA 16802, USA

Wabtec Corporation, Pittsburgh, PA 15212, USA

References (48)

Show source-provided references
1. Thermal runaway mechanism of lithium ion battery for electric vehicles: A review10.1016/j.ensm.2017.05.013 ↗
2. Abuse tolerance behavior of layered oxide-based Li-ion battery during overcharge and over-discharge10.1039/C6RA11288A ↗
3. Nonlinear Fault Detection and Isolation for a Lithium-Ion Battery Management System
4. Seo, M., Goh, T., Park, M., Koo, G., and Kim, S. (2017). Detection of Internal Short Circuit in Lithium Ion Battery Using Model-Based Switching Model Method. Energies, 10.10.3390/en10010076 ↗
5. Online internal short circuit detection for a large format lithium ion battery10.1016/j.apenergy.2015.10.019 ↗
6. Model-based real-time thermal fault diagnosis of Lithium-ion batteries10.1016/j.conengprac.2016.08.002 ↗
7. Internal short circuit detection for battery pack using equivalent parameter and consistency method10.1016/j.jpowsour.2015.06.087 ↗
8. Model-based fault diagnosis approach on external short circuit of lithium-ion battery used in electric vehicles10.1016/j.apenergy.2016.10.026 ↗
9. Sensor fault detection and isolation for a lithium-ion battery pack in electric vehicles using adaptive extended Kalman filter10.1016/j.apenergy.2015.10.168 ↗
10. Structural analysis based sensors fault detection and isolation of cylindrical lithium-ion batteries in automotive applications10.1016/j.conengprac.2016.03.015 ↗
11. Multifault Diagnosis of Li-Ion Battery Pack Based on Hybrid System10.1109/TTE.2021.3121036 ↗
12. Model based insulation fault diagnosis for lithium-ion battery pack in electric vehicles10.1016/j.measurement.2018.09.007 ↗
13. Fault Diagnosis of Lithium-Ion Battery Pack Based on Hybrid System and Dual Extended Kalman Filter Algorithm10.1109/TTE.2020.3006064 ↗
14. Micro-Short-Circuit Diagnosis for Series-Connected Lithium-Ion Battery Packs Using Mean-Difference Model10.1109/TIE.2018.2838109 ↗
15. Health Monitoring of Li-Ion Battery Systems: A Median Expectation Diagnosis Approach (MEDA)10.1109/TTE.2015.2426431 ↗
16. Optimal Sensor Placement for Multi-Fault Detection and Isolation in Lithium-Ion Battery Pack10.1109/TTE.2021.3137462 ↗
17. Plett, G.L. (2009, January 13–16). Efficient battery pack state estimation using bar-delta filtering. Proceedings of the EVS24 International Battery, Hybrid and Fuel Cell Electric Vehicle Symposium, Stavanger, Norway.
18. Model-based Sensor Fault Diagnosis of a Lithium-ion Battery in Electric Vehicles10.3390/en8076509 ↗
19. A Sensor Fault Diagnosis Method for a Lithium-Ion Battery Pack in Electric Vehicles10.1109/TPEL.2019.2893622 ↗
20. Voltage-correlation based multi-fault diagnosis of lithium-ion battery packs considering inconsistency10.1016/j.jclepro.2022.130358 ↗
21. A correlation based fault detection method for short circuits in battery packs10.1016/j.jpowsour.2016.11.007 ↗
22. A novel fault diagnosis method for lithium-Ion battery packs of electric vehicles10.1016/j.measurement.2017.11.034 ↗
23. Advanced Fault Diagnosis for Lithium-Ion Battery Systems: A Review of Fault Mechanisms, Fault Features, and Diagnosis Procedures10.1109/MIE.2020.2964814 ↗
24. Lithium ion battery pack power fade fault identification based on Shannon entropy in electric vehicles10.1016/j.jpowsour.2012.09.015 ↗
25. Fault detection of the connection of lithium-ion power batteries based on entropy for electric vehicles10.1016/j.jpowsour.2015.05.090 ↗
26. Voltage fault diagnosis and prognosis of battery systems based on entropy and Z-score for electric vehicles10.1016/j.apenergy.2016.12.143 ↗
27. Modified Relative Entropy-Based Lithium-Ion Battery Pack Online Short-Circuit Detection for Electric Vehicle10.1109/TTE.2021.3128048 ↗
28. Hong, J., Wang, Z., and Liu, P. (2017). Big-Data-Based Thermal Runaway Prognosis of Battery Systems for Electric Vehicles. Energies, 10.10.20944/preprints201705.0116.v1 ↗
29. Samanta, A., Chowdhuri, S., and Williamson, S.S. (2021). Machine Learning-Based Data-Driven Fault Detection/Diagnosis of Lithium-Ion Battery: A Critical Review. Electronics, 10.10.3390/electronics10111309 ↗
30. Anomaly detection: A survey10.1145/1541880.1541882 ↗
31. Fault and defect diagnosis of battery for electric vehicles based on big data analysis methods10.1016/j.apenergy.2017.05.139 ↗
32. Xue, Q., Li, G., Zhang, Y., Shen, S., Chen, Z., and Liu, Y. (2021). Fault diagnosis and abnormality detection of lithium-ion battery packs based on statistical distribution. J. Power Sources, 482.10.1016/j.jpowsour.2020.228964 ↗
33. An Intelligent Fault Diagnosis Method for Lithium Battery Systems Based on Grid Search Support Vector Machine10.1016/j.energy.2020.118866 ↗
34. Internal short circuit detection in Li-ion batteries using supervised machine learning10.1038/s41598-020-58021-7 ↗
35. A fractional-order model-based battery external short circuit fault diagnosis approach for all-climate electric vehicles application10.1016/j.jclepro.2018.03.259 ↗
36. Fault detection based on time series modeling and multivariate statistical process control10.1016/j.chemolab.2018.08.003 ↗
37. Improved process monitoring using the CUSUM and EWMA-based multiscale PCA fault detection framework10.1016/j.cjche.2020.08.035 ↗
38. Sensor-fault detection, diagnosis and estimation for centrifugal chiller systems using principal-component analysis method10.1016/j.apenergy.2004.11.002 ↗
39. Data-Driven Fault Diagnosis in Battery Systems Through Cross-Cell Monitoring10.1109/JSEN.2020.3017812 ↗
40. Early detection of Internal Short Circuits in series-connected battery packs based on nonlinear process monitoring10.1016/j.est.2021.103732 ↗
41. Bhaskar, K., Kumar, A., Bunce, J., Pressman, J., Burkell, N., and Rahn, C.D. (2022, January 8–10). Detecting synthetic anomalies using median-based residuals in lithium-ion cell groups. Proceedings of the 2022 American Control Conference (ACC), Atlanta, GA, USA.10.23919/ACC53348.2022.9867355 ↗
42. Data understanding with PCA: Structural and Variance Information plots10.1016/j.chemolab.2009.10.005 ↗
43. Garcia-Alvarez, D., Fuente, M.J., and Sainz, G. (2011, January 5–9). Design of residuals in a model-based Fault Detection and Isolation system using Statistical Process Control techniques. Proceedings of the ETFA2011, Toulouse, France.10.1109/ETFA.2011.6059051 ↗
44. Rahn, C., and Wang, C. (2013). Battery Systems Engineering, Wiley.10.1002/9781118517048 ↗
45. Plett, G. (2015). Battery Management Systems, Volume II: Equivalent-Circuit Methods, Artech.
46. Multi-scale short circuit resistance estimation method for series connected battery strings10.1016/j.energy.2020.117647 ↗
47. Electrical behavior of overdischarge-induced internal short circuit in lithium-ion cells10.1016/j.electacta.2018.05.048 ↗
48. Analysis on the Fault Features for Internal Short Circuit Detection Using an Electrochemical-Thermal Coupled Model10.1149/2.0501802jes ↗