journal article·2026-07-06Open access

Multi-Level Spatial Design Decision-Making Model for Block Caving Systems in Super-Large Open-Pit Mines

Qi-Ang Wang, Gao-Yu Cui, Guo-Quan Sun, Bei-Dou Ding, Zhan-Guo Ma, Jia-Mian Yang, Peng Gong, Ji Liu, Hao-Yu Zhu

Applied Sciences· Volume 16· Issue 13

Abstract

As global super-large open-pit mines expand in scale and extraction depth, conventional single-stage planning cannot meet the combined demands of productivity and resource recovery, making the shift to underground block caving inevitable. This study outlines the systemic challenges of block-scale extraction and the rationale for adopting multi-level spatial design decision-making. Four core model categories are briefly proposed: ultimate pit limit optimization, gravity flow simulation for draw strategy, long-term production scheduling for large-scale computation, and probabilistic frameworks addressing geological and market uncertainty. A Bayesian network-based block decision model is then proposed and decoupled into three physical decision tiers. The first tier incorporates energy prices, transport costs, and ore prices to establish an economic boundary rating robust to market volatility. The second tier aggregates mining units with discrete-event perturbations to produce a reliability-oriented production rating. The third tier integrates rock mechanics parameters with in situ monitoring data to derive a physics-informed safety rating. The three ratings are synthesized via Bayesian inference and evaluated within a multi-attribute utility function encompassing net present value, safety index, downside risk, and information risk. A feedback module quantifies the economic benefit of uncertainty reduction, yielding a closed-loop intelligent system spanning macroeconomic boundary definition to operational safety alerting. Finally, the main conclusion of this study is that integrating macro-economic volatility with rock mechanics through a dynamic Bayesian framework is essential for managing the open-pit to underground transition. The results indicate that leveraging the Value of Information for real-time risk diagnosis significantly reduces conservative design losses, providing a quantifiable and robust decision-making paradigm for super-large mining systems.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Mining Techniques and Economics · Rock Mechanics and Modeling · Tunneling and Rock Mechanics

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

State Key Laboratory for Geomechanics and Deep Underground Engineering, School of Mechanics and Civil Engineering, China University of Mining and Technology, Xuzhou 221008, China

Sinosteel Maanshan General Institute of Mining Research Co., Ltd., Maanshan 243071, China

Funding

National Key Research and Development Program of China · National Natural Science Foundation of China · China Postdoctoral Science Foundation

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