journal article·2026-06-23Open access

Association Diffusion and Critical Causal Factors in Ship Self-Sinking Accidents: A Hybrid HFACS–Association Rule Mining–Complex Network Approach

Yuqing Ren, Yucheng Chen, Lili Zhou, Yingbang Huang

Applied Sciences· Volume 16· Issue 13

Abstract

Ship self-sinking accidents threaten maritime safety, human life, property, and the marine environment, and understanding their causal-factor associations is essential for developing effective preventive measures. This study aims to identify the multi-level factors, recurrent association patterns, and critical structural nodes involved in ship self-sinking accidents. A hybrid framework integrating grounded theory, the Human Factors Analysis and Classification System (HFACS), FP-growth association rule mining, and complex network analysis was applied to 150 accident investigation reports released by the China Maritime Safety Administration between 2014 and 2024. Findings suggest that adverse weather and sea conditions, inadequate ship safety management, and crew incompetence are the most frequent factors. Thirty causal factors were identified and classified into four HFACS levels, and 229 association rules were generated to construct a directed weighted causal-factor association network with 19 nodes and 229 edges. Network results indicate that inadequate ship safety management, crew incompetence, ship unseaworthiness, insufficient maintenance of hull weathertight integrity, and improper or untimely emergency measures occupy critical positions in the association structure. This research offers insight into ship self-sinking accidents and identifies priority intervention points for more targeted maritime supervision, safety management and accident prevention.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Maritime Navigation and Safety · Occupational Health and Safety Research · Risk and Safety Analysis

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

School of Navigation and Naval Architecture, Dalian Ocean University, Dalian 116023, China

South China Sea Fisheries Research Institute, Chinese Academy of Fishery Sciences, Guangzhou 510300, China

College of Ocean and Meteorology, Guangdong Ocean University, Zhanjiang 524088, China

Funding

Ministry of Agriculture and Rural Affairs of China

References (46)

Show source-provided references
1. Human factors analysis for maritime accidents based on a dynamic fuzzy Bayesian network10.1111/risa.13444 ↗
2. Zohorsky, P., and Handley, H. (2022, January 24–28). Adapting the human factors analysis and classification system for commercial fishing vessel accidents. Proceedings of the 13th AHFE International Conference on Human Error, Reliability, Resilience, and Performance, New York, NY, USA.10.54941/ahfe1001561 ↗
3. Maritime accidents analysis using maritime human factors and analysis model10.21622/MRT.2023.02.1.047 ↗
4. Xu, M.Q., Ma, X.X., Zhao, Y.L., and Qiao, W.L. (2023). A systematic literature review of maritime transportation safety management. J. Mar. Sci. Eng., 11.10.3390/jmse11122311 ↗
5. Maternová, A., Materna, M., Dávid, A., Török, A., and Švábová, L. (2023). Human error analysis and fatality prediction in maritime accidents. J. Mar. Sci. Eng., 11.10.3390/jmse11122287 ↗
6. Complex network-based risk analysis for maritime heavy casualties in China during 2012–202110.1016/j.oceaneng.2024.118258 ↗
7. On the causation correlation of maritime accidents based on data mining techniques
8. On the determination of the maritime-specific EPC values in reducing human factors based on maritime foundering accidents in China10.1016/j.oceaneng.2024.118192 ↗
9. A novel methodology to quantify the impact of safety barriers on maritime operational risk based on a probabilistic network10.1016/j.ress.2023.109884 ↗
10. Risk influencing factors on the consequence of waterborne transportation accidents in China (2013–2023) based on data-driven machine learning10.1016/j.ress.2025.110829 ↗
11. A systematic analysis for maritime accidents causation in Chinese coastal waters using machine learning approaches10.1016/j.ocecoaman.2021.105859 ↗
12. Risk coupling characteristics of maritime accidents in Chinese inland and coastal waters based on NK model10.3390/jmse10010004 ↗
13. Incorporation of human factors into maritime accident analysis using a data-driven Bayesian network10.1016/j.ress.2020.107070 ↗
14. A framework for quantitative analysis of the causation of grounding accidents in Arctic shipping10.1016/j.ress.2022.108706 ↗
15. A data-driven method for modeling human factors in maritime accidents by integrating DEMATEL and FCM based on HFACS: A case of ship collisions10.1016/j.oceaneng.2022.112699 ↗
16. A data-driven approach to determine the distinct contribution of human factors to different types of maritime accidents10.1016/j.oceaneng.2024.116874 ↗
17. On the development and measurement of human factors complex network for maritime accidents: A case of ship groundings10.1016/j.ocecoaman.2023.106954 ↗
18. Human and organizational factors analysis of collision accidents between merchant ships and fishing ships based on HFACS-BN model10.1016/j.ress.2024.110201 ↗
19. Liu, J.Z., Zhu, H.W., Yang, C.X., and Chai, T. (2023). A network model for identifying key causal factors of ship collision. J. Mar. Sci. Eng., 11.10.3390/jmse11050982 ↗
20. Evolutionary model and risk analysis of ship collision accidents based on complex networks and DEMATEL10.1016/j.oceaneng.2024.117965 ↗
21. Critical causation factor analysis in ship collision accidents with complex network10.1016/j.oceaneng.2024.119837 ↗
22. Investigation of the risk influential factors of maritime accidents: A novel topology and robustness analytical framework10.1016/j.ress.2024.110636 ↗
23. Risk factors identification and analysis for maritime accidents using complex network theory and improved Leader-Rank algorithm10.1504/IJSTL.2025.146590 ↗
24. Risk factors extraction and analysis of Chinese ship collision accidents based on knowledge graph10.1016/j.oceaneng.2025.120536 ↗
25. Chen, M.Z., Gao, L., and Zhu, J.H. (2024). Research on maritime accident complex network: A case of ship groundings. Proceedings of the International Conference on SmartRail, Traffic and Transportation Engineering (ICSTTE 2024), Springer Nature.10.1007/978-981-96-7441-1_37 ↗
26. Maritime accident causation: A spatiotemporal and HFACS-based approach10.1016/j.oceaneng.2025.122329 ↗
27. Yin, X.Y., Yan, Y., Wang, J.H., Zhao, H.Z., Wu, Q.Y., and Xu, Q. (2025). Data-driven analysis of the causal chain of waterborne traffic accidents: A hybrid framework based on an improved human factors analysis and classification system with a Bayesian network. J. Mar. Sci. Eng., 13.10.20944/preprints202501.2098.v1 ↗
28. Data-driven Bayesian network for risk analysis of global maritime accidents10.1016/j.ress.2022.108938 ↗
29. A data-driven risk model for maritime casualty analysis: A global perspective10.1016/j.ress.2023.109925 ↗
30. Grounded theory: What makes a grounded theory study?10.1093/eurjcn/zvaa034 ↗
31. A design framework for novices using grounded theory methodology and coding in qualitative research: Organisational absorptive capacity and knowledge management
32. Methodological path to reach the degree of saturation in qualitative research: Grounded theory10.1590/0034-7167-2020-1379 ↗
33. Meng, B., and Lu, N. (2022). A hybrid model integrating HFACS and BN for analyzing human factors in CFIT accidents. Aerospace, 9.10.3390/aerospace9110711 ↗
34. The evolution of the HFACS method used in analysis of marine accidents: A review10.1016/j.ergon.2021.103225 ↗
35. Niu, L.X., Zhao, J., and Yang, J.H. (2023). Risk assessment of unsafe acts in coal mine gas explosion accidents based on HFACS-GE and Bayesian networks. Processes, 11.10.3390/pr11020554 ↗
36. Wang, Y.C., Liu, C.F., Xu, H.S., Geng, X.X., Wang, Y.R., and Liu, Y. (2025). Analysis of the causes of falling accidents on building construction sites in China based on the HFACS model. Buildings, 15.10.3390/buildings15091412 ↗
37. A new approach to identify critical causal factors and evaluate intervention strategies for mitigating major railway occurrences in Taiwan
38. Investigation of tugboat accidents severity: An application of association rule mining algorithms10.1016/j.ress.2021.107470 ↗
39. Construction and analysis of a coal mine accident causation network based on text mining10.1016/j.psep.2021.07.032 ↗
40. Identifying coal mine safety production risk factors by employing text mining and Bayesian network techniques10.1016/j.psep.2022.04.054 ↗
41. On the causation of seafarers’ unsafe acts using grounded theory and association rule10.1016/j.ress.2022.108498 ↗
42. A methodology to quantify the risk propagation of hazardous events for ship grounding accidents based on directed CN10.1016/j.ress.2022.108334 ↗
43. Combining association rules mining with complex networks to monitor coupled risks10.1016/j.ress.2019.02.013 ↗
44. PageRank centrality and algorithms for weighted, directed networks10.1016/j.physa.2021.126438 ↗
45. Adaptive fuzzy-evidential classification based on association rule mining10.1016/j.ins.2024.120408 ↗
46. Determining the critical risk factors for predicting the severity of ship collision accidents using a data-driven approach10.1016/j.ress.2022.108934 ↗