journal article·2026-05-12Open access

Dynamic Risk Assessment of Roof Fall and Rib Spalling Accidents in Non-Coal Mines: Based on FFTA-DBN and the 24Model

Yumeng Xiao, Yanling Wu, Ruili Hu, Minbo Zhang

Applied Sciences· Volume 16· Issue 10

Abstract

Non-coal mines constitute a fundamental pillar of the global energy transition, providing essential raw materials across various sectors. Accidents in these facilities cause severe direct damage, including personal injuries and economic losses, while triggering broader systemic impacts, such as supply chain disruptions of essential energy materials. Taking China as an example, roof fall and rib spalling accidents account for 30% to 40% of all safety incidents in non-coal mines. Consequently, investigating the occurrence and evolutionary process of roof fall and rib spalling risks in these environments holds significant importance. To identify the fundamental factors of the accident, the 24Model and the fault tree are employed in this research. Expert elicitation and fuzzy set theory are used to determine the occurrence probability of each basic event. To overcome the limitations of traditional static risk assessment, a dynamic Bayesian network is introduced to capture the time-varying characteristics of risk factors, evaluating the overall accident probability over a 52-week period, equivalent to approximately one year. In this study, 30 basic events and 18 intermediate events were identified. Quantitative results show that effectively controlling the critical events (X26, X4, X20, X27, X2) reduces the accident probability by 56.39%. Furthermore, the dynamic Bayesian network analysis demonstrates that under the specific assumption of continuous risk accumulation across five dimensions (human, material, management, cultural, and environmental factors) without the prompt implementation of targeted interventions, the occurrence probability of the accident reaches 0.95023 after 52 weeks. The results demonstrate that this model surpasses static models by effectively identifying the critical causal factors of the accident and evaluating their occurrence probabilities through systematic causation analysis and dynamic accident evolution. This approach facilitates precise accident early warning, offering a practical reference for relevant enterprises and personnel involved in roof safety management.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Risk and Safety Analysis · Occupational Health and Safety Research · Risk Perception and Management

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

School of Resource and Safety Engineering, Wuhan Institute of Technology, Wuhan 430074, China

Department of Security, University of International Business and Economics, Beijing 100029, China

References (68)

Show source-provided references
1. Fuzzy risk prediction of roof fall and rib spalling: Based on FFTA-DFCE and risk matrix methods10.1007/s11356-019-06972-4 ↗
2. Estimating the injury rates and causes of fatalities in the Japanese mining industry, 1924–201410.1080/10803548.2020.1732115 ↗
3. Countermeasures and factors affecting safety production in non-coal mines
4. Safety production in non-coal mines during China’s 13th Five-Year Plan period (2016–2020): Present status and future countermeasures
5. Seismic behaviour of the corner joints of a frame under biaxial cyclic loading10.1016/j.engstruct.2019.109316 ↗
6. Risk assessment of operational safety for oil tankers-a revised risk matrix10.1017/S0373463316000941 ↗
7. Risk assessment of rib spalling and roof fall accidents in non-coal mines based on ITHTS-DEMATEL method
8. Research on causes of accident behavior in metal mines by combining 2-4 model and correlation algorithm
9. Quantitative risk assessment model of working positions for roof accidents in coal mine10.1016/j.ssci.2024.106628 ↗
10. Application of ranking methods for evaluation of critical factors involved in roof fall fatal accidents in indian underground coal mines10.1007/s40033-023-00635-y ↗
11. Configuration of safety accidents in metal and non-metal mines based on 24Model and CSQCA
12. A novel accident causation analysis model of hazardous chemical production accidents based on 2–4Model and Bayesian Network10.1016/j.psep.2025.108129 ↗
13. Fuzzy Bayesian risk assessment of photovoltaic power plant based on 24Model-FMEA driven by 109 accident cases10.1016/j.jclepro.2025.146912 ↗
14. Revealing the components of the risk profile of miners’ unsafe behaviors: An integration of data-driven and theory-driven approaches10.1016/j.ssci.2025.107004 ↗
15. Uncertainty handling in fault tree based risk assessment: State of the art and future perspectives10.1016/j.psep.2019.09.003 ↗
16. Fuzzy logic for process safety analysis10.1016/j.jlp.2008.11.011 ↗
17. A fuzzy Bayesian network approach for risk analysis in process industries10.1016/j.psep.2017.08.015 ↗
18. Cost-based fire risk assessment in natural gas industry by means of fuzzy FTA and ETA10.1016/j.jlp.2019.104025 ↗
19. Fuzzy logic-based fault detection in industrial production systems: A case study
20. Uncertainties in risk analysis: Six levels of treatment10.1016/S0951-8320(96)00067-1 ↗
21. Safety and Risk Analysis of an Operational Heater Using Bayesian Network10.1007/s11668-015-9986-8 ↗
22. Fault and event tree analyses for process systems risk analysis: Uncertainty handling formulations10.1111/j.1539-6924.2010.01475.x ↗
23. Pollino, C.A., and Henderson, C. (2010). Bayesian Networks: A Guide for Their Application in Natural Resource Management and Policy, Technical Report No. 14.
24. A Dynamic Bayesian Network model for ship-ice collision risk in the Arctic waters10.1016/j.ssci.2020.104858 ↗
25. Probabilistic framework to evaluate the resilience of engineering systems using Bayesian and dynamic Bayesian networks10.1016/j.ress.2020.106813 ↗
26. Dynamic Bayesian networks based approach for risk analysis of subsea wellhead fatigue failure during service life10.1016/j.ress.2019.03.040 ↗
27. Dynamic risk assessment of natural environment based on Dynamic Bayesian Network for key nodes of the arctic Northwest Passage10.1016/j.oceaneng.2020.107205 ↗
28. A hybrid model for human factor analysis in process accidents: FBN-HFACS10.1016/j.jlp.2018.11.015 ↗
29. Applications of Bayesian networks and Petri nets in safety, reliability, and risk assessments: A review10.1016/j.ssci.2019.02.009 ↗
30. Dynamic Bayesian network based approach for risk analysis of hydrogen generation unit leakage10.1016/j.ijhydene.2019.08.065 ↗
31. A novel fuzzy dynamic Bayesian network for dynamic risk assessment and uncertainty propagation quantification in uncertainty environment10.1016/j.ssci.2021.105285 ↗
32. Gas pipeline failure evaluation method based on a Noisy-OR gate Bayesian network10.1016/j.jlp.2020.104175 ↗
33. Application of Bayesian Networks in Reliability Evaluation10.1109/TII.2018.2858281 ↗
34. A Dynamic Bayesian Network-based approach to Resilience Assessment of Engineered Systems10.1016/j.jlp.2020.104152 ↗
35. Developing an advanced dynamic risk analysis method for fire-related domino effects10.1016/j.psep.2019.11.029 ↗
36. A novel Fuzzy Bayesian Network approach for safety analysis of process systems: An application of HFACS and SHIPP method-ology10.1016/j.jclepro.2019.118761 ↗
37. Li, M., and Liu, K. (2020). Probabilistic Prediction of Significant Wave Height Using Dynamic Bayesian Network and Information Flow. Water, 12.10.3390/w12082075 ↗
38. Analysis of dependencies among performance shaping factors in human reliability analysis based on a system dynamics approach10.1016/j.ress.2021.107890 ↗
39. Quantitative risk assessment of an urban hydrogen re-fueling station10.1016/j.ijhydene.2018.11.035 ↗
40. Detailed explanations of 24Model and development of its 6th version
41. Fu, G., Zhao, Z., Hao, C., and Wu, Q. (2019). The Accident Path of Coal Mine Gas Explosion Based on 24Model: A Case Study of the Ruizhiyuan Gas Explosion Accident. Processes, 7.10.3390/pr7020073 ↗
42. Study on the 2-4 model of accident cause and the coding of accident cause factors
43. Fault tree analysis improvements: A bibliometric analysis and literature review10.1002/qre.3271 ↗
44. Fuzzy Reliability Analyzer: Quantitative Assessment of Risk Events in the Construction Industry Using Fuzzy Fault-Tree Analysis10.1061/(ASCE)CO.1943-7862.0000285 ↗
45. Applications of fuzzy faulty tree analysis and expert elicitation for evaluation of risks in LPG refuelling station10.1016/j.jlp.2014.11.016 ↗
46. Application of Fuzzy Fault Tree Analysis on Oil and Gas Offshore Pipelines
47. Fuzzy Reliability Evaluation of a Fire Detector System
48. Technical, human, and organizational factors affecting failures of firefighting systems (FSs) of atmospheric storage tanks: Providing a risk assessment approach using Fuzzy Bayesian Network (FBN) and content validity indicators10.1016/j.jlp.2020.104157 ↗
49. A quantitative approach to content validity10.1111/j.1744-6570.1975.tb01393.x ↗
50. Waltz, C.F., and Bausell, R.B. (1981). Nursing Research: Design, Statistics, and Computer Analysis, F.A. Davis Co.
52. Hybrid Probabilistic Risk Assessment Using Fuzzy FTA and Fuzzy AHP in a Process Industry10.1007/s11668-017-0305-4 ↗
53. Fuzzy temporal fault tree analysis of dynamic systems10.1016/j.ijar.2016.05.006 ↗
54. Performance assessment system of health, safety and environment based on experts’ weights and fuzzy comprehensive evaluation10.1016/j.jlp.2015.04.007 ↗
55. Why the magic number seven plus or minus two10.1016/S0895-7177(03)90083-5 ↗
57. Fuzzy fault tree analysis for coal burst occurrence probability in underground coal mining10.1016/j.tust.2018.09.029 ↗
58. Failure probability analysis by employing fuzzy fault tree analysis10.1007/s13198-017-0583-y ↗
59. Bayesian belief network used in the chemical and process industry: A review and application10.1007/s11668-016-0231-x ↗
60. Jensen, F.V., and Nielsen, T.D. (2007). Bayesian Networks and Decision Graphs, Springer.10.1007/978-0-387-68282-2 ↗
61. Dynamic safety assessment of natural gas stations using Bayesian network10.1016/j.jhazmat.2016.09.074 ↗
62. Improving the analysis of dependable systems by mapping fault trees into Bayesian networks10.1016/S0951-8320(00)00077-6 ↗
63. Safety analysis in process facilities: Comparison of fault tree and Bayesian network approaches10.1016/j.ress.2011.03.012 ↗
64. Research on dynamic risk assessment method of indoor gas leakage based on fuzzy DBN
65. An introduction to hidden Markov models and Bayesian networks10.1142/S0218001401000836 ↗
66. Suo, X. (2018). Causation Analysis Method and Application Research of Gas Explosion Accidents in Coal Mines. [Ph.D. Thesis, China University of Mining & Technology].
67. Evaluation method for major accident hazards based on accident tree analysis
68. Chen, S.J., and Hwang, C.L. (1992). Fuzzy Multiple Attribute Decision Making, Springer.10.1007/978-3-642-46768-4 ↗