journal article·2026-04-23Open access

Deformation Mechanism Analysis of the Bank Slope Accumulation Body of a Certain Arch Dam

Chunyao Hou, Wenpeng Bian, Dawen Tan, Yuntian Zhao, Hongyi Zhang, Heng Cheng

Applied Sciences· Volume 16· Issue 9

Abstract

The primary objective of this research is to quantitatively isolate the complex driving factors of slope deformation and explicitly reveal the long-term creep mechanism induced by early excavation unloading, thereby providing a theoretical basis for long-term stability evaluation. To achieve this, this study adopts a combined approach of multivariate statistical regression and numerical simulation inversion based on long-sequence monitoring data. First, a multivariate statistical regression model incorporating time-dependent, rainfall, temperature, valley width, and excavation components was constructed to quantitatively separate the contribution weights of each factor. Second, by introducing a rock–soil creep constitutive model, a refined finite element model was established to perform back-analysis of creep parameters and numerical simulation. The results indicate that two large-scale slope-cutting excavations were the direct triggers for the deformation, resulting in shear dislocation of the deep ancient sliding zone and superficial slippage. The dominant factors exhibit distinct phasic and spatial differences: before impoundment, the time-dependent component was absolutely dominant (>80%); after impoundment, low-elevation areas were significantly affected by valley width shrinkage (>60%), while high-elevation areas remained dominated by time-dependent deformation (>74%). Numerical simulation confirmed that the nature of the deformation is “excavation unloading-induced creep along the ancient sliding zone,” and the simulation results considering creep effects accurately reproduced the actual deformation characteristics observed in situ. It is concluded that the rheological effects induced by early excavation unloading are central to the control of long-term stability.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Geotechnical Engineering and Analysis · Landslides and related hazards · Rock Mechanics and Modeling

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

Yongshan Xiluodu Power Plant, Three Gorges Jinsha River Chuanyun Hydropower Development Co., Ltd., Zhaotong 657300, China

Hubei Key Laboratory of Operation Safety of High Dam and Large Reservoir, Yichang 443103, China

China Institute of Water Resources and Hydropower Research, Beijing 100038, China

Funding

Three Gorges Jinsha River Chuanyun Hydropower Development Co., Ltd. Yongshan Xiluodu Power

References (22)

Show source-provided references
1. Yang, X. (2008). Analysis of Deformation Characteristics and Support Measures of Excavated Slopes in Accumulation Bodies. [Master’s Thesis, Chengdu University of Technology].
2. Deformation Mechanism Analysis and Stability Evaluation of Left Bank Valley Shoulder Accumulation Body of Xiluodu Hydropower Station
3. Xu, X., Wang, J., and Huang, R. (2008). Study on Deformation and Failure Mechanism of Left Bank Dam Front Accumulation Body of Zipingpu Water Control Project. Chin. J. Rock Mech. Eng., 2642–2650.
4. Fan, D. (2008). Deformation Mechanism Analysis of Excavated Slope of Left Bank Valley Shoulder Accumulation Body of Xiluodu Hydropower Station. [Master’s Thesis, Chengdu University of Technology].
5. Study on the progressive fracturing in soil and rock mixture under uniaxial compression conditions by CT scanning10.1016/j.enggeo.2020.105884 ↗
6. Characteristics of excavation unloading deformation and reinforcement force estimation method considering stress compensation for differential weathering slopes in valley areas10.1007/s10064-026-04896-1 ↗
7. Stability analysis of Xiluodu Hydropower Station right bank slope based on discontinuous deformation analysis method10.1108/EC-11-2021-0655 ↗
8. Enhancing Bayesian probabilistic back-analysis efficiency using multi-type surface and subsurface monitoring data: Case study of the Baihetan left bank slope10.1016/j.compgeo.2025.107174 ↗
9. Sequential probabilistic back analyses of spatially varying soil parameters and slope reliability prediction under rainfall10.1016/j.enggeo.2023.107372 ↗
10. A novel method to evaluate the time-dependent stability of reservoir landslides: Exemplified by Outang landslide in the Three Gorges Reservoir10.1007/s10346-023-02056-0 ↗
11. Long-term deformation mechanism of reservoir bank slope using multi-objective inversion: A case study at Duonuo reservoir10.1016/j.compgeo.2025.107423 ↗
12. Creep parameter inversion and long-term deformation prediction of a near-dam slope considering spatio-temporal deformation data during construction and impoundment period10.1016/j.enggeo.2025.108043 ↗
13. Chang, H. (2024). Study on Stability Control Scheme of East Slope in the First Mining Area of Jungar Open-Pit Coal Mine. [Master’s Thesis, Liaoning Technical University].
14. Xin, C., and Zhao, Y. (2021). Analysis of Valley Width Deformation Impact on High Arch Dams Considering Unsaturated Seepage. J. Waterw. Harb. Eng., 36–45.
15. Chen, X., Zhang, Q., Liu, D., Hu, J., and Cai, D. (2008). Statistical Regression Analysis Model for Slope Deformation and Its Application. Chin. J. Rock Mech. Eng., 3673–3679.
16. Establishment of Prediction Model and Early Warning Classification in Slope Real-Time Monitoring System
17. Slope Stability Prediction Model Considering Deformation Mechanism
18. SAPTIS: Development and Application of Structural Multi-Field Simulation and Nonlinear Analysis Software (Part One)
19. Pan, Y. (2004). Research on Finite Element Simulation Analysis Method for Complex Structure Arch Dams. [Master’s Thesis, Wuhan University].
20. Ai, Z., Bian, Q., and Zhao, K. (2006). Introduction to Rock and Soil Creep Tests and Their Applications. J. China Three Gorges Univ. (Nat. Sci. Ed.), 518–521.
21. He, Y. (2005). Study on Creep Mechanism and Instability Prediction of Slopes. [Master’s Thesis, Chongqing University].
22. Mechanism and numerical simulation of reservoir slope deformation during impounding of high arch dams based on nonlinear FEM10.1016/j.compgeo.2016.08.009 ↗