journal article·2026-02-26Open access

Experimental Study on Lateral Bearing Capacity of Rock-Socketed Piles in Jointed Rock

Feng Xu, Guoliang Dai, Weiming Gong, Xueying Yang, Xueliang Zhao

Applied Sciences· Volume 16· Issue 5

Abstract

Rock-socketed piles have been widely adopted in engineering projects with complex geological conditions due to their high load-bearing capacity. However, the joints in rock masses significantly impact the lateral load-bearing performance of pile foundations. The inherent nonlinearity and heterogeneity of rock materials, combined with the limitations of field testing, make it challenging for existing calculation methods to accurately assess this influence. To address this issue, this study proposes a novel laboratory model testing method designed to simulate jointed rock masses and elucidate their impact mechanisms on the lateral load-bearing capacity of rock-socketed piles. First, through a combination of literature review and numerical analysis, we investigated the control parameters of the joint (spacing and inclination angle) on rock strength, identifying key input parameters in the Hoek–Brown criterion. Based on these findings, artificial rock samples were used to simulate real rock masses with different joint characteristics, and systematic lateral load-bearing model tests were conducted. Subsequently, the experimental results validated the refined numerical model, which was then applied for mechanism extension analysis. The results demonstrate that rock strength exhibits significant structural effects: strength peaks when joint planes are parallel to the direction of maximum principal stress, while it reaches its minimum when the angle between them is 30° to 45°. The lateral displacement at pile tops decreases with increasing joint spacing, while the initial stiffness of the load–displacement curve increases accordingly. The proposed experimental method provides a reliable technical approach for studying the lateral response of rock-socketed piles in jointed rock masses. These findings hold important theoretical value and engineering reference significance for enhancing understanding of the lateral load-bearing mechanisms of rock-socketed piles in jointed rock masses, as well as guiding their practical design and construction.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Geotechnical Engineering and Soil Mechanics · Rock Mechanics and Modeling · Geotechnical Engineering and Analysis

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

Key Laboratory for RC and PRC Structure of Education Ministry, Nanjing 211189, China

School of Civil Engineering, Southeast University, Nanjing 211189, China

Funding

National Natural Science Foundation of China · Postgraduate Research & Practice Innovation Program of Jiangsu Province

References (31)

Show source-provided references
1. Amir, J.M. (1986). Piling in Rock, Balkema.
2. Analysis of laterally loaded shafts in rock10.1061/(ASCE)0733-9410(1992)118:6(839) ↗
3. Discussion of “Analysis of Laterally Loaded Shafts in Rock” by John P. Carter and Fred H. Kulhawy (June, 1992, Vol. 118, No. 6)10.1061/(ASCE)0733-9410(1993)119:12(2014) ↗
4. Discussion of “Analysis of Laterally Loaded Shafts in Rock” by John P. Carter and Fred H. Kulhawy (June, 1992, Vol. 118, No. 6)10.1061/(ASCE)0733-9410(1993)119:12(2015) ↗
5. Wyllie, D.C. (1992). Foundations on Rock, E & FN.
6. Nonlinear analysis of laterally loaded rock-socketed shafts10.1061/(ASCE)1090-0241(2000)126:11(955) ↗
7. P-y criterion for rock mass10.1061/(ASCE)1090-0241(2009)135:1(26) ↗
8. Analysis of laterally loaded rock-socketed shafts considering the nonlinear behavior of both the soil/rock mass and the shaft10.1061/(ASCE)GT.1943-5606.0001610 ↗
9. Vu, T.T. (2006). Laterally Loaded Rock-Socketed Drilled Shafts. [Master’s Thesis, The University of Wyoming].
10. Analysis of laterally loaded piles in weak rock10.1061/(ASCE)1090-0241(1997)123:11(1010) ↗
11. Lateral response of piles in weak calcareous sandstone10.1139/cgj-2015-0600 ↗
12. Guo, F. (2015). Lateral Response of Single Piles in Cemented Sand and Weak Rock. [Ph.D. Thesis, The University of Western Australia].
13. Laboratory Model Test of Rock-Socketed Pile Groups in Steep-Inclined Bedrock Under a Reduced Constraint10.1007/s10706-023-02526-1 ↗
14. Effect of Rock-Socketing on Bending Moment Behavior of Laterally Loaded Piles10.1007/s40515-025-00626-4 ↗
15. Estimation of rock mass deformation modulus and strength of jointed hard rock masses using the GSI system10.1016/S1365-1609(03)00025-X ↗
16. Empirical strength criterion for rock masses10.1061/AJGEB6.0001029 ↗
17. The phenomena of rupture and flow in solids
18. Strength of jointed rock masses10.1680/geot.1983.33.3.187 ↗
19. Practical estimates of rock mass strength10.1016/S1365-1609(97)80069-X ↗
20. Hoek-Brown failure criterion—2002 edition
21. Fracture initiation and propagation in intact rock—A review10.1016/j.jrmge.2014.06.001 ↗
22. The Hoek-Brown failure criterion and GSI—2018 edition10.1016/j.jrmge.2018.08.001 ↗
23. Triaxial strength and deformability of intact and increasingly jointed granite samples10.1016/j.ijrmms.2017.03.009 ↗
24. Strength and dilation of jointed granite specimens in servo-controlled triaxial tests10.1016/j.ijrmms.2014.04.001 ↗
25. Estimating the geotechnical properties of heterogeneous rock masses such as flysch10.1007/s100640000090 ↗
26. Constitutive model for inherent anisotropic rocks: Ubiquitous joint model based on the Hoek-Brown failure criterion10.1016/j.compgeo.2018.09.016 ↗
27. Xu, F. (2022). Research on Calculation Method of Lateral Bearing Capacity of Large Diameter Rock-Socketed Pile Based on Deformation Control. [Ph.D. Thesis, Southeast University].
28. The response of flexible piles to lateral loading10.1680/geot.1981.31.2.247 ↗
29. Modelling materials for engineering rock mechanics10.1016/0148-9062(70)90029-X ↗
30. On Vertical Bearing Capability of Pile Foundation in Karst Area
31. The effect of sidewall roughness on the shaft resistance of rock-socketed piles10.1007/s11440-016-0470-8 ↗