journal article·2026-02-20Open access

A Study on the Influence of Coal-Tunnel Angle and Construction Parameters on the Interaction Mechanism Between Surrounding Rock and Support in Coal-Crossing Tunnels

Zhuo Chen, Chen Chen, Xinjie Zhang, Kaixin Yu, Jiaying Li, Zhengnan Liu, Biyuan Yang

Applied Sciences· Volume 16· Issue 4

Abstract

When a tunnel traverses an inclined coal seam, the coal-tunnel angle α of the seam significantly alters the stress distribution in the surrounding rock, its failure mode, and the loading conditions on the support structure. This study investigates the influence of coal-tunnel angle α on surrounding rock stability and support structure loads, with the No. 1 Meijiaxiang Tunnel on the Wengma Railway in Guizhou Province serving as the engineering case. An integrated approach combining laboratory tests, numerical simulations, and engineering verification is employed. Laboratory tests were conducted to determine the basic mechanical properties of the limestone and coal. A refined 3D finite element model was developed in MIDAS GTS NX to analyze the effects of coal-tunnel angle α (α = 30°, 45°, 60°, 75°, 90°) and different construction methods on surrounding rock deformation, plastic zone development, and the stress state of the initial support. The results indicate that the coal-tunnel angle α significantly influences tunnel stability. Both crown settlement and the plastic zone extent decrease notably as α increases. Among the construction methods, the reserved core soil method most effectively controls surrounding rock deformation, but induces greater stress concentration in the initial support. Furthermore, for the most unfavorable case (α = 30°), an optimization analysis of the cyclic advanced length for the reserved core soil method was conducted. It is shown that using an 8 m advanced length can effectively control settlement while significantly reducing support stress and bolt axial forces. With its integrated methodology and detailed parameter analysis, this study provides a valuable theoretical and practical reference for optimizing the design and ensuring the safe construction of similar tunnels traversing inclined coal seams in complex soft–hard interbedded strata.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Rock Mechanics and Modeling · Geomechanics and Mining Engineering · Geotechnical Engineering and Analysis

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

College of Civil Engineering, Xiangtan University, Xiangtan 411105, China

Hunan Province University Key Laboratory of Material Dynamics & Engineering Resilience, Xiangtan 411105, China

School of Transportation, Changsha University of Science and Technology, Changsha 410114, China

Funding

Hunan Provincial Department of Education Outstanding Youth Research Project · Youth Science Project of Hunan Provincial Natural Science Foundation · Youth Student Project of Hunan Provincial Natural Science Foundation · College Student Innovation Training Program

References (33)

Show source-provided references
1. Three-dimensional tunnel face extrusion and reinforcement effects of underground excavations in deep rock masses10.1016/j.ijrmms.2021.104999 ↗
2. Analysis of ground surface settlement induced by the construction of a large-diameter shallow-buried twin-tunnel in soft ground10.1016/j.tust.2018.09.021 ↗
3. The strength characteristics and competitive failure mechanism of primary coal-rock combination considering interface damage quantity10.1016/j.fuel.2023.129057 ↗
4. Numerical Simulation of Borehole Parameters for Coal Seam Gas Pre-Drainage10.18280/ijht.390432 ↗
5. Ge, S.G., Yuan, C.L., and Chang, Q.L. (2022). Study on Overburden Structure Characteristics and Induced Scour Mechanisms of Horizontal Sublevel Mining in Steep and Extra-Thick Coal Seams. Sustainability, 14.10.3390/su141911980 ↗
6. Breaking and mining-induced stress evolution of overlying strata in the working face of a steeply dipping coal seam10.1007/s40789-020-00392-3 ↗
7. Mining stress formation and distribution: Predictive model based on overburden key strata structure10.1002/ese3.1686 ↗
8. Analysis of Stress Asymmetric Distribution Law of Surrounding Rock of Roadway in Inclined Coal Seam: A Case Study of Shitanjing No. 2 Coal Seam10.1155/2020/8877172 ↗
9. Investigating fracture evolution mechanisms in thick coal seam mining under upper hard and lower soft overburden: A case study10.1038/s41598-025-95829-7 ↗
10. Numerical Analysis of Surrounding Rock Stability in Tunnel within Coal-Bearing Strata
11. Deformation properties of rock strata based on angular displacement and its hydrogeological significance10.1038/s41598-025-91295-3 ↗
12. Gao, L., Zhan, X.Y., Zhang, P.D., Wen, Z.J., Ma, Z.Q., and Kong, D.Z. (2022). Study on the Dip Angle Effect of Asymmetric Deformation and Failure of the Gob-Side Coal–Rock Roadway in Gently Inclined Coal Seam. Sustainability, 14.10.3390/su14127299 ↗
13. Optimization of Excavation Step Length for Shallow Buried Tunnels Using the Three-Bench Method Based on Unit Safety Factor
14. Study on Mechanical Properties of Different Excavation Methods for Shallow Buried Tunnels in Soft Strata
15. Zhao, N., Wen, Y., and Wang, L.G. (2025). Study on the influence of pore dip angle on acoustic emission characteristics of sandstone with composite defects. PLoS ONE, 20.10.1371/journal.pone.0337723 ↗
16. Failure analysis and countermeasures of highway tunnel crossing fault fracture zone in coal-bearing strata: A case study10.1016/j.engfailanal.2022.106800 ↗
17. Limit analysis of progressive tunnel failure of tunnels in Hoek-Brown rock masses10.1016/j.ijrmms.2011.12.009 ↗
18. Physical model test of NPR anchor cable-truss coupling support system for large deformation tunnel in fault fracture zone10.1016/j.tust.2024.105939 ↗
19. Scale model test of highway tunnel construction underlying mined-out thin coal seam10.1016/j.tust.2016.03.007 ↗
20. Peng, X.S., Qi, L.L., Wang, Z.F., Zhou, X.Q., and Hua, C.L. (2022). Study on Overburden Movement Deformation and Roof Breakage Law of Under-Protective Steeply Inclined Coal Seam Mining. Sustainability, 14.10.3390/su141610068 ↗
21. Three-dimensional physical model experiment of mining-induced deformation and failure characteristics of roof and floor in deep underground coal seams10.1016/j.psep.2021.04.029 ↗
22. Failure mechanism and control technology of deep soft-rock roadways: Numerical simulation and field study
23. Study of the unexpected collapse of the Ampurdán tunnel (Spain) using a finite elements model
24. Influence of Construction Method on Interaction of Surrounding Rock Structure of Loess Tunnel
25. Evalutaion of twin tunnel-induced surface ground deformation by empirical and numerical analyses (NATM part of Eurasia tunnel, Turkey)
26. Strength and deformability of small-scale rock mass models under large confinements
27. Study on Instability Mechanism and Support Scheme of the Tunnel Face in Carbonaceous Phyllite Stratum under High Geo-Stress10.1155/2022/3870227 ↗
28. Improved compound support system for coal mine tunnels in densely faulted zones: A case study of China’s Huainan coal field10.1016/j.enggeo.2018.04.006 ↗
29. Mechanical Parameter Inversion in Sandstone Diversion Tunnel and Stability Analysis during Operation Period10.28991/cej-2019-03091382 ↗
30. Simulation analysis and effect evaluation of excavation and support of underground cavern group10.1051/e3sconf/202019802022 ↗
31. Selection method of deformation measurement data in MTS rock compression tests
32. Forecasting the characteristics of crude oil from the druzhelyubivske oil and gas condensate field10.33271/mining19.04.081 ↗
33. Zhou, G.N., Yang, T.T., Sun, Z., Li, H., Cheng, Y., and Song, Z.P. (2022). Investigation of Quantitative Evaluation Method and Engineering Application of Shallow Buried Tunnel Face Stability. Appl. Sci., 12.10.3390/app12136656 ↗