journal article·2026-01-06Open access

Theoretical Study on Pipeline Settlement Induced by Excavation of Ultra-Shallow Buried Pilot Tunnels Based on Stochastic Media and Elastic Foundation Beams

Caijun Liu, Yang Yang, Pu Jiang, Xing Gao, Yupeng Shen, Peng Jing

Applied Sciences· Volume 16· Issue 2

Abstract

Excavation of ultra-shallow pilot tunnels triggers surface settlement and endangers surrounding pipelines. The discontinuous settlement curve from traditional stochastic medium theory cannot be directly integrated into the foundation beam model, limiting pipeline deformation prediction accuracy. The key novelty of this study lies in proposing an improved coupled method tailored to ultra-shallow burial conditions: converting the discontinuous settlement solution into a continuous analytical one via polynomial fitting, embedding it into the Winkler elastic foundation beam model, and realizing pipeline settlement prediction by solving the deflection curve differential equation with the initial parameter method and boundary conditions. Four core factors affecting pipeline deformation are identified, with pilot tunnel size as the key. Shallower depth (especially 5.5 m) intensifies stratum disturbance; pipeline parameters (diameter, wall thickness, elastic modulus) significantly impact bending moment, while stratum elastic modulus has little effect on settlement. Verified by the Xueyuannanlu Station project of Beijing Rail Transit Line 13, theoretical and measured settlement trends are highly consistent, with core indicators meeting safety requirements (max theoretical/measured settlement: −10.9 mm/−8.6 mm < 30 mm; max rotation angle: −0.066° < 0.340°). Errors (max 5.1 mm) concentrate at the pipeline edge, and conservative theoretical values satisfy engineering safety evaluation demands.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Geotechnical Engineering and Analysis · Civil and Geotechnical Engineering Research · Tunneling and Rock Mechanics

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

China Railway First Group Second Engineering Co., Ltd., Tangshan 063000, China

School of Civil Engineering, Beijing Jiaotong University, Beijing 100044, China

Funding

China Railway First Group Second Engineering Co., Ltd. and Beijing Jiaotong University

References (21)

Show source-provided references
1. Effect of the soil cover depth on the seismic response in a large-span thin-walled corrugated steel plate bridge10.1016/j.soildyn.2022.107744 ↗
2. An overview of site investigation and long term tunneling-induced settlement in soil
3. Foundation modulus of buried pipelines in passive state
4. Transfer matrix Method for Calculating Displacement of adjacent buried Pipelines caused by Metro tunnel Construction
5. Comparative Analysis of Statics and Numerical Simulation of Buried Pipelines under Transverse Landslide
6. Transverse deformation characteristics and Prediction of the Surface of Metro Shield Double-track Tunnel
7. Deformation Analysis of Rain and Sewage Pipelines Under Metro Tunnels
8. Litwiniszyn, J. (1957, January 26–31). The theories and model research of movements of ground masses. Proceedings of the European Congress on Ground Movement, Leeds, UK.
9. Surface movement and deformation caused by Extrusion Shield Tunnel construction
10. A predicting model for ground movement induced by non-uniform convergence of tunnel
11. Research on Prediction of Surface Settlement Caused by Shallow-Buried Tunnel Construction by Non-uniform Converging Random Medium Model
12. Extension of Stochastic Medium Theory Prediction Model for Surface Settlement Induced by Tunnel Construction
13. Stochastic medium theory Prediction Model for Surface Settlement Based on Uneven Deformation of Tunnels
14. Ground surface movement of Shallow-Buried Large-Sectional tunnel under Full-Ring Pipe-Jacking roof and ground freezing10.1016/j.tust.2022.104600 ↗
15. A prediction model for surface settlement during the construction of variable cross-section tunnels under existing structures based on stochastic medium theory10.1016/j.tust.2024.106177 ↗
16. Predictions of ground surface settlement for shield tunnels in sandy cobble stratum based on stochastic medium theory and empirical formulas10.1016/j.undsp.2023.01.003 ↗
17. Liu, C., Li, X., Yang, Y., Gao, X., Shen, Y., and Jing, P. (2025). Prediction of Surface Deformation Induced by Ultra-Shallow-Buried Pilot Tunnel Construction. Appl. Sci., 15.10.3390/app15137546 ↗
18. Ghanizadeh, A.R., Delaram, A., Fakharian, P., and Armaghani, D.J. (2022). Developing Predictive Models of Collapse Settlement and Coefficient of Stress Release of Sandy-Gravel Soil via Evolutionary Polynomial Regression. Appl. Sci., 12.10.3390/app12199986 ↗
19. Settlement predictions of shallow foundations for non-cohesive soils based on CPT records-polynomial model10.1016/j.compgeo.2020.103811 ↗
20. (2010). Technical Code for Foundation Pit Engineering (Standard No. DG/TJ08-61-2010).
21. (1998). Technical Regulations for Foundation Pit Support of Buildings in Guangzhou Area (Standard No. GJB02-98).