journal article·2025-12-30Open access

A Physical Modeling Method for the Bulking–Compaction Behavior of Rock Mass in the Caving Zone

Xiaojun Chen, Wei Qin, Jialin Xu, Jian Li, Ruilin Yao

Applied Sciences· Volume 16· Issue 1

Abstract

Traditional physical similarity simulation methods struggle to replicate the cumulative unloading–expansion effect in overburden, particularly due to inherent limitations in representing the bulking–compaction behavior of fractured rock masses in the caving zone. This significantly hinders a deeper understanding of overburden movement mechanisms. To address this technical challenge, this study innovatively proposes an experimental method designed to simulate the bulking–compaction process of rock masses in the caving zone. The method employs a composite of EPE and PP sheets. Through systematic uniaxial compression tests and orthogonal experimental design optimization, an optimal material mix ratio with superior performance was identified. Its stress–strain behavior was systematically analyzed, and its feasibility was comprehensively verified from the perspective of the synergistic evolution of displacement and stress fields. The results demonstrate that the stress–strain response of the new similar simulation material (SSM) aligns highly with the Salamon model. Furthermore, its load-bearing capacity exhibits a non-linear strengthening characteristic with increasing EPE thickness. Physical simulation validation tests, based on the engineering context of the Shilawusu Coal Mine, showed that all the relative error parameters were strictly controlled within 12%. The overall accuracy was significantly superior to existing simulation methods, achieving a substantial reduction in prediction errors for key parameters.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Rock Mechanics and Modeling · Geotechnical Engineering and Soil Mechanics · Tailings Management and Properties

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

School of Mines, China University of Mining and Technology, Xuzhou 221116, China

State Key Laboratory for Fine Exploration and Intelligent Development of Coal Resources, China University of Mining and Technology, Xuzhou 221116, China

School of Mining and Coal, Inner Mongolia University of Science and Technology, Baotou 014010, China

Funding

National Natural Science Foundation of China · Graduate Innovation Program of China University of Mining and Technology

References (35)

Show source-provided references
1. Accumulative effect of overburden strata expansion induced by stress relief
2. Influencing factors of accumulative effect of overburden strata expansion induced by stress relief
3. Qian, M., Xu, J., and Wang, J. (2021). Mining Pressure and Strata Control, China University of Mining and Technology Press.
4. Subsidence occurring in mining regions and a case study of Zonguldak-Kozlu basin
5. Rock strata failure and subsidence characteristics under the mining of short distance thick coal seams: A case in west China10.1504/IJGEI.2021.117026 ↗
6. Compressive deformation and energy dissipation of crushed coal gangue10.1016/j.powtec.2016.04.026 ↗
7. Testing study on compaction breakage of loose rock blocks
8. Method for determination of mined-out roof expansion coefficient of self-formed roadway without pillar
9. Research on broken expand and press solid characteristics of rocks and coals
10. Compaction characteristics of the caving zone in a longwall goaf: A review10.1007/s12665-018-8037-7 ↗
11. Physical simulation of the influence of the original rock strength on the compaction characteristics of caving rock in longwall goaf10.1098/rsos.220558 ↗
12. An estimation method for cover pressure re-establishment distance and pressure distribution in the goaf of longwall coal mines10.1016/S1365-1609(03)00082-0 ↗
13. Bulking factors and extents of caved zones in weathered overburden of shallow abandoned underground workings10.1016/j.ijrmms.2015.07.005 ↗
14. Salamon, M. (1990, January 18–20). Mechanism of caving in longwall coal mining. Rock Mechanics Contribution and Challenges, Proceedings of the 31th US Symposium of Rock Mechanics, Golden, CO, USA.
15. Pappas, D.M., and Mark, C. (1993). Behavior of Simulated Longwall Gob Material, Department of the Interior, Bureau of Mines.
16. Study on failure characteristics of stope overlying rock considering strain hardening characteristics of caved rock mass
17. Investigation on overburden strata collapse around coal face considering effect of broken expansion of rock
18. Numerical modelling of rock mass bulking and geometric dilation using a bonded block modelling approach to assist in support design for deep mining pillars10.1016/j.ijrmms.2022.105145 ↗
19. Strata Caving and Gob Evolution Characteristic in Longwall Mining
20. Lv, W., Song, T., and Gu, W. (2023). Research on the Distribution Characteristics of the Bulking Coefficient in the Strike Direction of the Longwall Goaf Filled with Slurry. Sustainability, 15.10.3390/su15032508 ↗
21. Determining the parameters for the overlying stratum caving zones during repeated mining of pillars10.33271/mining18.02.093 ↗
22. Longwall mining-induced weighting mechanism and its interactions with shield support and coal wall10.33271/mining19.04.001 ↗
23. Zhang, J. (2006). Physical simulation research on the dynamic bulking of mining-induced fractured rock mass. Coal Prep. Technol., S1.
24. Study on Laws of Rockmass Breaking Induced by Mining
25. The study on the character of strata subsidence during repeat mining
26. Influence of Gangue Compaction Process on Coal Pillar Supporting Pressure in Goaf
27. Research on variation law of bulking factor of mining-induced rock mass
28. Physical Similarity Principles of Coal–Rock Dynamics Simulation for Coal Burst
29. Development and performance study on low strength and high rockburst tendency similar simulation material of coal10.1016/j.conbuildmat.2023.133230 ↗
30. Zheng, K. (2021). The Experimental System and Application of Slurry Flow Simulation of Isolated Grouting Filling for Overburden. [Master’s Thesis, China University of Mining and Technology].
31. Experiment on size effect of coal and rock deformation characteristics in coalmine underground reservoir
32. Permeability Characteristics of Broken Coal and Rock Under Cyclic Loading and Unloading10.1007/s11053-018-9436-x ↗
33. Influence mechanism of particle size on the compaction and breakage characteristics of broken coal mass in goaf
34. The whole-cycle dynamic evolution characteristics of overburden fracture and movement in extremely high mining longwall face in western mining area
35. Mining-induced displacement deformation law in full-columnar overburden and its design guidance in gas extraction10.1016/j.fuel.2024.130934 ↗