Frictional Experiments on Granitic Faults: New Insights into Continental Earthquakes and Micromechanical Mechanisms
Source abstract
Abstract
Granitic faults within the crystalline upper-to-middle continental crust play a critical role in accommodating tectonic deformation and controlling earthquake nucleation. To better understand their frictional behavior, we review experimental studies conducted under both dry and hydrothermal conditions using velocity-stepping (VS), constant-velocity (CV), and slide-hold-slide (SHS) tests. These approaches allow the quantification of frictional strength, velocity dependence, and healing behavior across a range of conditions. Our synthesis highlights that the friction coefficient of granite gouges decreases with increasing temperature and pore fluid pressure, decreasing slip velocity, and increasing slip displacement. The velocity-weakening regime shifts to higher temperatures with increasing slip velocity or decreasing pore fluid pressure. Temperature, normal stress, pore fluid pressure, and slip velocity interact to modulate frictional stability. In particular, microstructural observations reveal that grain size reduction, pressure solution creep, and fluid-assisted chemical processes are key mechanisms governing transitions between velocity-weakening and velocity-strengthening regimes. These insights support the growing application of microphysical-based models, which integrate micromechanical processes and offer improved extrapolation from the laboratory to natural fault systems compared to classical rate-and-state friction laws. The collective evidence underscores the importance of considering fault rheology in a temperature- and fluid-sensitive context, with implications for interpreting seismic cycle behavior in continental regions.
Source: crossref · Quality: baseline
Research context
OpenAlex topics: earthquake and tectonic studies · Seismology and Earthquake Studies · Geotechnical and Geomechanical Engineering
SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.
Affiliations
State Key Laboratory of Earthquake Dynamics and Forecasting, Institute of Geology, China Earthquake Administration, Beijing 100029, China
School of Fire Protection Engineering, China People’s Police University, Langfang 065000, China
Jiangxi Earthquake Agency, Nanchang 330026, China
Funding
National Key Research and Development Program of China · National Nonprofit Fundamental Research Grant of China, Institute of Geology, China Earthquake Administration
References (100+)
Show source-provided references
1. Earthquakes and friction laws10.1038/34097 ↗
2. Fault zone models, heat flow, and the depth distribution of earthquakes in the continental crust of the United States
3. Detailed studies of frictional sliding of granite and implications for the earthquake mechanism10.1029/JB077i032p06392 ↗
4. Fault stability inferred from granite sliding experiments at hydrothermal conditions10.1029/91GL00469 ↗
5. An earthquake mechanism based on rapid sealing of faults10.1038/358574a0 ↗
6. Pulverized granite at the brittle-ductile transition: An example from the Kellyland fault zone, eastern Maine, USA10.1016/j.jsg.2017.07.002 ↗
7. Large-displacement, hydrothermal frictional properties of DFDP-1 fault rocks, Alpine Fault, New Zealand: Implications for deep rupture propagation10.1002/2015JB012593 ↗
8. Brittle precursors of plastic deformation in a granite: An example from the Mont Blanc massif (Helvetic, western Alps)10.1016/S0191-8141(97)00080-1 ↗
9. Frictional properties of natural granite fault gouge under hydrothermal conditions: A case study of strike-slip fault from Anninghe Fault zone, southeastern Tibetan Plateau10.1029/2024JB028760 ↗
10. Miocene emplacement and deformation of the Konga Shan granite (Xianshui He fault zone, west Sichuan, China): Geodynamic implications10.1016/0012-821X(94)00252-T ↗
11. Marone, C., and Blanpied, M.L. (1994). Faulting, Friction and Earthquake Mechanics. Pure Appl. Geophys., 142.10.1007/BF00876048 ↗
12. Localization and delocalization during seismic slip10.1029/2024GL110058 ↗
13. Fault structure, frictional properties and mixed-mode fault slip behavior10.1016/j.epsl.2011.09.020 ↗
14. Deformation at depth associated with the 12 May 2008 mw 7.9 wenchuan earthquake from seismic ambient noise monitoring10.1029/2012GL053995 ↗
15. Slow slip events and seismic tremor at circum-Pacific subduction zones10.1029/2006RG000208 ↗
16. Slow slip events in New Zealand10.1146/annurev-earth-071719-055104 ↗
17. Low-frequency earthquakes in Shikoku, Japan, and their relationship to episodic tremor and slip10.1038/nature04931 ↗
18. Non-volcanic tremor and low-frequency earthquake swarms10.1038/nature05666 ↗
19. Slow earthquakes coincident with episodic tremors and slow slip events10.1126/science.1134454 ↗
20. The frictional behavior of serpentinite: Implications for aseismic creep on shallow crustal faults10.1029/91GL02367 ↗
21. The implications of fault zone transformation on aseismic creep: Example of the North Anatolian Fault, Turkey10.1002/2016JB013803 ↗
22. Reid, H.F. (1910). The Mechanics of the Earthquake, The California Earthquake of April 18, 1906: Report of the State Investigation Commission, Volume 2. Carnegie Institution of Washington.
23. Lawson, A.C. (2025, May 05). The California Earthquake of April 18, 1906: Report of the State Earthquake Investigation Commission. Available online: https://oac.cdlib.org/view?docId=hb1h4n989f&brand=oac4&doc.view=entire_text.
24. The friction and lubrication of solids10.1119/1.1933017 ↗
25. Stick-slip as a mechanism for earthquakes10.1126/science.153.3739.990 ↗
26. Modeling of rock friction: 1. Experimental results and constitutive equations10.1029/JB084iB05p02161 ↗
27. Laboratory-derived friction laws and their application to seismic faulting10.1146/annurev.earth.26.1.643 ↗
28. Frictional properties and slip stability of active faults within carbonate-evaporite sequences: The role of dolomite and anhydrite
29. High-velocity frictional properties of gabbro10.1029/97GL00503 ↗
30. Fault lubrication during earthquakes10.1038/nature09838 ↗
31. Brecciation processes in fault zones: Inferences from earthquake rupturing10.1007/BF00875724 ↗
32. Postseismic variations in seismic moment and recurrence interval of repeating earthquakes10.1016/j.epsl.2010.08.027 ↗
33. Repeating microearthquake sequences interact predominantly through postseismic slip10.1038/ncomms13020 ↗
34. Constitutive properties of faults with simulated gouge
35. Slip instability and state variable friction laws10.1029/JB088iB12p10359 ↗
36. Tullis, T.E. (1986). Effects of Temperature and Sliding Rate on Frictional Strength of Granite. Friction and Faulting, Birkhäuser.
37. Frictional slip of granite at hydrothermal conditions10.1029/95JB00862 ↗
38. Frictional behavior of large displacement experimental faults10.1029/96JB00411 ↗
39. The role of grain size and effective normal stress on localization and the frictional stability of simulated quartz gouge10.1029/2020GL092023 ↗
40. Frictional properties of phyllosilicate-rich mylonite and conditions for the brittle-ductile transition10.1002/2015JB012489 ↗
41. The frictional-viscous transition in experimentally deformed granitoid fault gouge10.1029/2024JB028797 ↗
42. Frictional behaviour of simulated quartz fault gouges under hydrothermal conditions: Results from ultra-high strain rotary shear experiments10.1016/j.tecto.2008.09.003 ↗
43. A rotary-shear low to high-velocity friction apparatus in Beijing to study rock friction at plate to seismic slip rates10.1007/s11589-014-0097-5 ↗
44. Unstable sliding of plagioclase gouge and deformation mechanisms under hydrothermal conditions with effective normal stresses of 100-300 MPa10.1029/2024JB028883 ↗
45. Velocity-weakening behavior of Westerly granite at temperature up to 600 °C10.1002/2016JB013081 ↗
46. Frictional properties of sedimentary rocks and natural fault gouge from the Longmen Shan fault zone, Sichuan, China10.1785/0120090287 ↗
47. Mineralogical and frictional properties of fault rocks from the Laohushan creep segment of the Haiyuan fault, Northeastern Tibet10.1016/j.jsg.2023.105017 ↗
48. Interseismic re-strengthening and stabilization of carbonate faults by “non-Dieterich” healing under hydrothermal conditions10.1016/j.epsl.2015.03.044 ↗
49. Frictional healing of quartz gouge under hydrothermal conditions: 1. Experimental evidence for solution transfer healing mechanisms
50. The effect of high temperature and pressure on rock friction coefficient: A review10.1007/s00531-019-01810-x ↗
51. Rock friction experiments and modeling under hydrothermal conditions10.1016/j.earscirev.2024.104824 ↗
52. Spatio-temporal complexity of slip on a fault10.1029/93JB00191 ↗
53. Segall, P. (2010). Earthquake and volcano deformation. Earthquake and Volcano Deformation, Princeton University Press.10.1515/9781400833856 ↗
54. Rice, J.R. (2006). Heating and weakening of faults during earthquake slip. J. Geophys. Res. Solid Earth, 111.10.1029/2005JB004006 ↗
55. Noda, H., Dunham, E.M., and Rice, J.R. (2009). Earthquake ruptures with thermal weakening and the operation of major faults at low overall stress levels. J. Geophys. Res. Solid Earth, 114.10.1029/2008JB006143 ↗
56. The Parkfield tremors reveal slow and fast ruptures on the same asperity10.1038/nature17190 ↗
57. Excitation of San Andreas tremors by thermal instabilities below the seismogenic zone10.1126/sciadv.abb2057 ↗
58. Slip-rate-dependent friction as a universal mechanism for slow slip events10.1038/s41561-020-0627-9 ↗
59. Comparing dry and wet friction of plagioclase: Implication to the mechanism of frictional evolution effect at hydrothermal conditions10.1002/2016JB012834 ↗
60. Laboratory observations of slow earthquakes and the spectrum of tectonic fault slip modes10.1038/ncomms11104 ↗
61. Frictional mechanics of slow earthquakes10.1029/2018JB015768 ↗
62. Experimental deformation of dry Westerly granite10.1029/JB082i036p05705 ↗
63. Scientific drilling into the San Andreas fault zone10.1029/2010EO220001 ↗
64. Time-dependent friction and the mechanics of stick-slip
65. Constitutive behavior and stability of frictional sliding of granite10.1007/BF00877209 ↗
66. Frictional behavior of granite at low and high sliding velocities10.1029/GL014i005p00554 ↗
67. An experimental study of frictional sliding of granitic mylonite under hydrothermal conditions
68. Earthquake nucleation conditions of Anninghe Fault: Constrains from frictional experiments on natural granite gouge
69. Time-dependent weakening of granite at hydrothermal conditions10.1029/2023GL105517 ↗
70. Investigations and new insights on earthquake mechanics from fault slip experiments10.1016/j.earscirev.2022.104019 ↗
71. Influence of subduction zone conditions and gouge composition on frictional slip stability of megathrust faults10.1016/j.tecto.2012.11.006 ↗
72. Frictional-viscous flow of phyllosilicate-bearing fault rock: Microphysical model and implications for crustal strength profiles10.1029/2001JB000301 ↗
73. A microphysical model for fault gouge friction applied to subduction megathrusts10.1002/2013JB010580 ↗
74. Rate and state frictional and healing behavior of carbonate fault gouge explained using microphysical model10.1002/2016JB013470 ↗
75. Seismic fault slip behavior predicted from internal microphysical processes10.1029/2022JB024530 ↗
76. The kinetics of rock deformation by pressure solution10.1098/rsta.1976.0079 ↗
77. The role of pressure solution creep in the ductility of the Earth’s upper crust10.1016/B978-0-12-380940-7.00002-0 ↗
78. Pressure solution experiments on quartz sand10.1016/0016-7037(77)90233-2 ↗
79. Experimental determination of constitutive parameters governing creep of rocksalt by pressure solution10.1144/GSL.SP.1990.054.01.21 ↗
80. Stesky, R.M. (1975). The Mechanical Behavior of Faulted Rock at High Temperature and Pressure. [Ph.D. Thesis, Massachusetts Institute of Technology].
81. Semi-brittle flow of granitoid fault rocks in experiments10.1002/2015JB012513 ↗
82. Fabrics of experimental fault zones: Their development and relationship to mechanical behavior10.1016/S0074-6142(08)62814-4 ↗
83. Creep cavitation can establish a dynamic granular fluid pump in ductile shear zones10.1038/nature08051 ↗
84. Précigout, J., Ledoux, E., Arbaret, L., and Spriet, C. (2022). Porosity induced by dislocation dynamics in quartz-rich shear bands of granitic rocks. Sci. Rep., 12.10.1038/s41598-022-10053-x ↗
85. Fluid environment controls along-strike variation in slip style: Midcrustal geological signatures from the Red River fault, China10.1130/G51865.1 ↗
86. Physical analysis of the state- and rate-dependent friction law: Static friction10.1103/PhysRevB.59.14313 ↗
87. The roles of time and displacement in the evolution effect in rock friction10.1029/94GL01599 ↗
88. Laboratory observations of time-dependent frictional strengthening and stress relaxation in natural and synthetic fault gouges10.1002/2015JB012136 ↗
89. Time-dependent friction in rocks10.1029/JB077i020p03690 ↗
90. Effect of humidity on time- and velocity-dependent friction in rocks10.1029/JB089iB06p04196 ↗
91. Strength recovery in quartzite is controlled by changes in friction in experiments at hydrothermal conditions up to 200 °C10.1029/2022JB025663 ↗
92. Microphysical modeling of fault slip and stability transition in hydrothermal conditions10.1029/2023GL103730 ↗
93. The susceptibility of Oklahoma’s basement to seismic reactivation10.1038/s41561-019-0440-5 ↗
94. An, M., Zhang, F., Min, K.-B., Elsworth, D., He, C., and Zhao, L. (2022). Frictional stability of metamorphic epidote in granitoid faults under hydro- thermal conditions and implications for injection-induced seismicity. J. Geophys. Res. Solid Earth, 127.10.1029/2021JB023136 ↗
95. Postseismic viscoelastic rebound10.1126/science.183.4121.204 ↗
96. Asthenosphere readjustment and the earthquake cycle10.1029/JB083iB07p03369 ↗
97. Heat flow from Cajon Pass, fault strength, and tectonic implications10.1029/91JB01506 ↗
98. Reconciling viscoelastic models of postseismic and interseismic deformation: Effects of viscous shear zones and finite length ruptures10.1002/2014JB011361 ↗
99. Crustal earthquake instability in relation to the depth variation of frictional slip properties10.1029/JB091iB09p09452 ↗
100. The brittle-to-viscous transition in polycrystalline quartz: An experimental study10.1016/j.jsg.2018.06.005 ↗