Evaluating the Core-Based Stress Measurement in Mining Engineering—A Critical Review of the Diametrical Core Deformation Technique
Source abstract
Abstract
Accurate determination of in situ stress is fundamental for the safe and efficient design of underground construction projects such as tunnels, caverns, and deep mining excavations. Conventional techniques—particularly overcoring and hydraulic fracturing—have been widely adopted for decades, but their practical use is often constrained by high operational cost, rigorous field requirements, and logistical limitations at depth. As engineering projects advance into deeper and more complex geological environments, these constraints have prompted growing interest in laboratory-based, core-derived stress measurement approaches. Such methods utilize the stress-relief deformation that occurs when drill cores are extracted, enabling stress estimation without extensive downhole instrumentation. This paper presents a critical review of core-based stress measurement techniques based on a structured survey of peer-reviewed literature retrieved from major scientific databases (Web of Science, Scopus, and Google Scholar), covering studies published from the 1960s to 2025. The review examines Anelastic Strain Recovery (ASR), Differential Strain Curve Analysis (DSCA), Deformation Rate Analysis (DRA), acoustic-emission-based Kaiser effect approaches, and the emerging Diametrical Core Deformation Technique (DCDT). Recent studies show that DCDT, which measures instantaneous elastic diametrical deformation of cores, provides a more direct and physically transparent link to differential in situ stress, with reduced sensitivity to time-dependent effects. The DCDT, based on precise measurement of instantaneous elastic deformation upon coring, offers high-resolution stress estimation with minimal disruption to field operations. Its compatibility with optical scanning, laser micrometers, and CT imaging highlights its potential as a practical alternative to conventional techniques. A comparative synthesis of assumptions, accuracy, and applicability is provided, and key limitations and future research needs of core-based stress measurement methods are identified. The findings of this review provide practical guidance for selecting stress measurement techniques and support the application of core-based methods, particularly DCDT, in deep underground engineering, where cost-effective and reliable stress characterization is required.
Source: crossref · Quality: baseline
Research context
OpenAlex topics: Rock Mechanics and Modeling · Drilling and Well Engineering · Geotechnical Engineering and Analysis
SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.
Affiliations
School of Resources and Safety Engineering, University of Science and Technology Beijing, Beijing 100083, China
Institute of Minerals Research, University of Science and Technology Beijing, Beijing 100083, China
Mining and Materials Engineering, McGill University, Montreal, QC H3A 0G4, Canada
Funding
Deep Earth Probe and Mineral Resources Exploration—National Science and Technology Major Project · Ministry of Natural Resources of the People’s Republic of China · China Postdoctoral Science Foundation
References (92)
Show source-provided references
1. The measurement of changes in rock stress due to mining
2. Zoback, M.D. (2010). Reservoir Geomechanics, Cambridge University Press.
3. Toward smart correlations for predicting in-situ stress: Application to evaluating subsurface energy structures10.1016/j.geoen.2023.212292 ↗
4. Hoek, E., Kaiser, P.K., and Bawden, W.F. (1995). Support of Underground Excavations in Hard Rock, Balkema.
5. Fairhurst, C., and Cook, N.G.W. (1966). The phenomenon of rock splitting parallel to the direction of maximum compression in the neighborhood of a surface, Proceedings of the 1st Congress of the International Society of Rock Mechanics, Lisbon, Portugal, 25 September–1 October 1966.
6. Design of rock support systems under rockburst conditions10.3724/SP.J.1235.2012.00215 ↗
7. Study on rock mechanics in deep mining engineering
8. Mechanical mechanism and dynamic criterion of rockburst under combined static and dynamic loading in deep hard rock mines
9. Problems on accuracy of hollow inclusion strain cells
10. Amadei, B., and Stephansson, O. (1997). Rock Stress and Its Measurement, Chapman & Hall.10.1007/978-94-011-5346-1 ↗
11. A simple extension strain criterion for fracture of brittle rock10.1016/0148-9062(81)90511-8 ↗
12. The Kaiser effect in rocks: A review10.1016/S1365-1609(02)00138-7 ↗
13. Rock damage and fracturing induced by high static stress and slight dynamic disturbance based on acoustic emission and digital image correlation techniques10.1016/j.jrmge.2021.05.001 ↗
14. Haimson, B.C., and Fairhurst, C. (1969, January 16–19). In-situ stress determination at great depth by means of hydraulic fracturing. Proceedings of the 11th U.S. Symposium on Rock Mechanics (USRMS), Berkeley, CA, USA.
15. Worotnicki, G., and Walton, R. (1976). Triaxial “hollow inclusion” gauges for determination of rock stress in situ. Investigation of Stress in Rock—Advances in Stress Measurement: Proceedings of the International Symposium, Sydney, Australia, 11–13 August 1976, Institution of Engineers. Supplement.10.1016/0148-9062(76)90651-3 ↗
16. Ali, Z., Karakus, M., Nguyen, G.D., Amrouch, K., and Chester, C. (2023, January 9–14). In-situ stress measurement using non-destructive and relief methods. Proceedings of the 15th International ISRM Congress 2023 & 72nd Geomechanics Colloquium, Salzburg, Austria.
17. Dight, P. Determination of in-situ stress from oriented core. Measurement, Interpretation and Application: Proceedings of the International Symposium on In-Situ Stress, Trondheim, Norway, 19–21 June 2006, Taylor & Francis.10.1201/9781439833650.ch22 ↗
18. Dight, P., Dyskin, A., Wang, H., Jeffcoat-Sacco, B., Hsieh, A., and Akdag, S. (2022). Rock Properties to Predict Rockburst Vulnerability (Strainburst), MRIWA Project M0464 Report.
19. (2026, January 23). Overcoring Methods for Stress Measurement. Available online: https://www.scribd.com/document/237461604/Overcoring-Methods.
20. Lin, H., Oh, J., Masoumi, H., Canbulat, I., Zhang, C., and Dou, L. (2018). A review of in-situ stress measurement techniques. Proceedings of the 2018 Coal Operators Conference, The University of Wollongong.
21. Brady, B.H.G., and Brown, E.T. (2007). Pre-mining state of stress. Rock Mechanics for Underground Mining, Springer. [3rd ed.].
22. The overcoring technique for precise measurement of in-situ rock stress at great depths: Challenges and solutions10.1016/j.eng.2024.12.010 ↗
23. In situ stress measurements in anisotropic rock10.1016/0148-9062(84)90365-6 ↗
24. Interpretation of hydraulic fracturing breakdown pressure10.1016/0148-9062(93)91221-4 ↗
25. Soltanzadeh, M. (2015). A Primer on the Geomechanics Behind Fracturing Pressure Curves, PetroGem Inc.
26. Jin, X., Shah, S.N., Roegiers, J.-C., and Hou, B. (October, January 30). Breakdown pressure determination—A fracture mechanics approach. Proceedings of the SPE Annual Technical Conference and Exhibition, New Orleans, LA, USA.
27. Statistical evaluation of hydraulic fracturing stress measurement parameters10.1016/0148-9062(89)91420-4 ↗
28. Steady-state failure equilibrium and deformation of intraplate lithosphere10.2747/0020-6814.44.5.383 ↗
29. A new method of diametrical core deformation analysis for in-situ stress measurements10.1016/j.ijrmms.2016.11.002 ↗
30. Haimson, B., and Chang, C. (2005). Brittle fracture in two crystalline rocks under true triaxial compressive stresses. Petrophysical Properties of Crystalline Rocks, The Geological Society.10.1144/GSL.SP.2005.240.01.05 ↗
31. Sub-critical crack growth in anisotropic rock10.1016/j.ijrmms.2005.07.008 ↗
32. Subaudible noise during co34mpression of rocks10.1130/0016-7606(1963)74[487:SNDCOR]2.0.CO;2 ↗
33. A new method for estimation of crustal stress from cored rock samples: Laboratory study in the case of uniaxial compression10.1016/0040-1951(81)90196-7 ↗
34. Swolfs, H.S., and Brechtel, C.E. (1977, January 22–24). The direct measurement of long-term stress variations in rock. Proceedings of the 18th U.S. Symposium on Rock Mechanics (USRMS), Golden, CO, USA.
35. Strickland, F.G., and Ren, N.K. (1980, January 18–21). Predicting the in-situ stress for deep wells using differential strain curve analysis. Proceedings of the SPE Unconventional Gas Recovery Symposium, Pittsburgh, PA, USA.10.2118/8954-MS ↗
36. The effect of normal stress on the real area of contact during frictional sliding in rocks10.1007/BF00877212 ↗
37. Matsuki, K. (1991). Three-dimensional in-situ stress measurement with anelastic strain recovery of a rock core. Proceedings of the 7th International Congress of Rock Mechanics, Aachen, Germany, 16–20 September 1991, Balkema.
38. Teufel, L.W. (1993). Determination of in situ stress from partial anelastic strain recovery measurements of oriented cores from deep boreholes. Modern In Situ Stress Measurement Methods: Proceedings of the 34th U.S. Symposium on Rock Mechanics, University of Wisconsin. Lecture Notes of the Short Course.
39. An overview of rock stress measurement10.1016/j.ijrmms.2003.07.003 ↗
40. Dilatancy in the fracture of crystalline rocks10.1029/JZ071i016p03939 ↗
41. A theoretical investigation of the sliding crack model of dilatancy
42. An Experimental and Theoretical study of inelastic deformation of brittle rocks under cyclic uniaxial loading
43. Deformation rate analysis: A new method for in-situ stress estimation from inelastic deformation of rock samples under uniaxial compression
44. Methodology for the estimation of mining face stresses using rock core diametrical deformation10.1016/j.ijrmms.2022.105300 ↗
45. Evaluation of the diametrical core deformation and discing analyses for in-situ stress estimation and application to the 4.9 km deep rock core from the Basel geothermal borehole, Switzerland10.1007/s00603-021-02631-8 ↗
46. Validation of diametrical core deformation technique for mining-induced stress estimation: A case study10.1007/s00603-024-03866-x ↗
47. Determination of mining-induced stresses using diametral rock core deformations10.1007/s40789-022-00549-2 ↗
48. Evaluation of the Diametrical Core Deformation Analysis (DCDA) and fracture surface morphology for in-situ stress estimation10.1007/s00603-025-04512-w ↗
49. Determination of 3D stress state using a novel integrated diametrical core deformation and ultrasonic analysis10.1007/s00603-025-04427-6 ↗
50. Kim, H., Diaz, M.B., Kim, J.Y., Jung, Y.-B., and Kim, K.Y. (2020). Stress estimation through deep rock core diametrical deformation and joint roughness assessment using X-ray CT imaging. Sensors, 20.10.3390/s20236802 ↗
51. Li, Y., and Mitri, H.S. (2024). Practical methodology for evaluating mining front stability based on the diametrical core deformation technique. Minerals, 14.10.3390/min14040385 ↗
52. In-situ stress determination using AE and DRA techniques10.1016/S0148-9062(98)00118-1 ↗
53. Stress measurements from oriented core10.1016/S1365-1609(02)00059-X ↗
54. Windsor, C.R., Villaescusa, E., and Machuca, L. (2009). A comparison of rock stresses measured by WASM AE with results from other techniques that measure the complete rock stress tensor. Rock Stress and Earthquakes—Proceedings of the 5th International Symposium on In-Situ Rock Stress, CRC Press.10.1201/9780415601658-35 ↗
55. An examination of in-situ rock stress estimation using the Kaiser effect10.1016/j.enggeo.2011.09.012 ↗
56. Karakus, M., Perez, S., and Goodchild, D. (2015, January 14–17). In-situ stress measurement from oriented sub-cores using the Kaiser effect. Proceedings of the 24th International Mining Congress and Exhibition of Turkey, Antalya, Turkey.
57. A novel in situ stress measurement method based on acoustic emission Kaiser effect: A theoretical and experimental study10.1098/rsos.181263 ↗
58. Application of the Kaiser effect in in-situ stress measurement in rocks10.17794/rgn.2022.4.1 ↗
59. Memory effects in rock salt under triaxial stress state and their use for stress measurement in a rock mass10.1007/s006030170002 ↗
60. Experimental and numerical study of Kaiser effect in cyclic Brazilian tests with disk rotation10.1016/S1365-1609(02)00038-2 ↗
61. Experimental study of Kaiser effect under cyclic compression and tension tests
62. Verification of Kaiser effect in rocks under tensile stress10.1061/(ASCE)GM.1943-5622.0001181 ↗
63. Time-sensitivity of the Kaiser effect of acoustic emission in limestone and its application to in-situ stress10.1007/s12182-009-0028-6 ↗
64. Tangent modulus method—An original method to measure in-situ rock stress10.1016/j.tust.2018.08.005 ↗
65. Fault model for preseismic deformation at Parkfield, California10.1029/95JB02517 ↗
66. Damage in a rock core caused by induced tensile stress and its relation to differential strain curve analysis10.1016/S1365-1609(02)00039-4 ↗
67. Quality control of overcoring stress measurement data10.1016/j.ijrmms.2003.07.005 ↗
68. Development of CSIRO cell with instantaneous data logging, no-power connection, and twin temperature compensation techniques
69. Ground support terminology and classification: An update10.1007/s10706-012-9495-4 ↗
70. Vertical stress profiles and the significance of stress decoupling10.1016/j.tecto.2012.01.020 ↗
71. Geostress measurements by hydraulic fracturing method at great depth of boreholes and numerical modeling predictions of stress field
72. A critical review of the risks to water resources from unconventional shale gas development and hydraulic fracturing in the United States10.1021/es405118y ↗
73. A novel in-situ stress measurement method incorporating non-oriented core ground re-orientation and acoustic emission: A case study of a deep borehole10.1016/j.ijrmms.2022.105079 ↗
74. Experimental research on measurement of in-situ stress field by Kaiser effect
75. Measurement of in-situ stresses by Kaiser effect under confining pressures
76. Effect of loading rates on accurate in-situ stress determination in different lithologies via Kaiser effect10.1007/s12517-021-07674-3 ↗
77. Becker, D., Cailleau, B., Dahm, T., Shapiro, S., and Kaiser, D. (2009, January 19–24). In situ AE records in cyclically loaded rock salt—The stress memory effect and spatio-temporal characteristics. Proceedings of the EGU General Assembly 2009, Vienna, Australia.
78. In-situ rock stress measurement from rock cores using the acoustic emission method and deformation rate analysis10.1023/A:1008981727366 ↗
79. Teufel, L.W., and Warpinski, N.R. (1984, January 25–27). Determination of in-situ stress from anelastic strain recovery measurements of oriented core: Comparison to hydraulic fracture stress measurements. Proceedings of the 25th U.S. Symposium on Rock Mechanics, Evanston, IL, USA.
80. Preliminary Results of Stress Measurement Using Drill Cores of TCDP Hole-A: An Application of Anelastic Strain Recovery Method to Three-Dimensional In-Situ Stress Determination10.3319/TAO.2007.18.2.379(TCDP) ↗
81. Byrne, T., Lin, W., Tsutsumi, A., Sakaguchi, A., and IODP Expedition Scientists (2008). In situ stress determinations from anelastic strain recovery: Preliminary results. AGU 2008 Fall Meeting Abstracts, American Geophysical Union. Abstract 2008.
82. Theoretical investigation on new analyzing procedure of anelastic strain recovery method for stress measurements based on Bayesian statistical modeling10.2320/matertrans.MT-Z2021015 ↗
83. Anelastic strain recovery in-situ stress measurement method and its application prospect in underground mines10.1088/1755-1315/570/4/042021 ↗
84. Cai, M.F. (1995). Principles and Techniques of In-Situ Stress Measurements, Science Press.
85. Rock stress interpretations based on calcite strain gauge and differential strain curve analysis10.1016/S0013-7952(00)00050-8 ↗
86. Ren, N.K., and Roegiers, J. (1983, January 10–15). Differential strain curve analysis—A new method for determining the pre-existing in-situ stress state from rock core measurements. Proceedings of the 5th ISRM Congress, Melbourne, Australia.
87. A theory of rock core-based methods for in-situ stress measurement10.1186/BF03352966 ↗
88. In-situ stress measurements in Tsukuba deep borehole10.5110/jjseg.41.41 ↗
89. Evaluation of microcracks in rock by differential strain curve analysis
90. Diametrical Core Deformation Analysis (DCDA) Developed for In-situ Rock Stress Measurements10.2473/journalofmmij.129.577 ↗
91. Nayuki, T., Ando, K., Onishi, K., Nishizaka, N., Ishikawa, Y., and Ohno, Y. (2014, January 15–20). Comprehensive evaluation of the initial rock stress carried out as part of a 2000-m all-core borehole investigation. Proceedings of the International Society of Offshore and Polar Engineers, Busan, Republic of Korea.
92. Numerical simulation of diametrical core deformation and fracture induced by core drilling10.1007/s12517-021-09378-0 ↗