journal article·2025-11-18Open access

Mapping Relationship Between Field and Laboratory Direct Shear Strength Indicators of Soil and Rock Layers at Shallow Depths in Arid–Hot Valley Regions

Qinghe Zeng, Zhibin Li, Jin Liao, Hong Ke, Xionghui Huang, Xiangqing Li, Shoukui Wang, Zhen Liu, Cuiying Zhou

Applied Sciences· Volume 15· Issue 22

Abstract

The arid–hot valley regions in southwestern China are characterized by developed geological structures and frequent local heavy rainfalls, which often trigger flash floods. The mechanical properties of soil and rock masses in these regions are critical for the construction of regional projects. Field direct shear tests can accurately reflect the mechanical properties of the soil and rock masses in their natural state, but they are costly and cause significant disturbance to the surrounding environment. In contrast, laboratory direct shear tests are more straightforward and cost-effective but cannot fully replicate the complex stress conditions and structural characteristics of in situ soil and rock masses. The lack of correlation between field and laboratory direct shear strength indicators significantly hinders the accurate assessment of geotechnical properties, thereby affecting the precision of engineering applications. To this end, this paper focuses on the soil and rock layers in the arid–hot valley regions in southwestern China. This research took into account the effects of soil depth and moisture content, proposing a solution that fully correlates field and laboratory direct shear strength test indicators. Field and laboratory direct shear tests were conducted at shallow depths to investigate the relationship between the shear strength indicators of various geological formations. The results show that laboratory remolded sample tests generally yield lower shear strength values compared to field direct shear tests. The laboratory shear strength and internal friction angle of each rock and soil layer show a linear increase with depth. A mathematical relationship between soil layer depth, laboratory shear strength indicators, and field shear strength indicators can be established using a quadratic polynomial function. This resolved the “disconnect” between field and laboratory test results, significantly reducing engineering survey costs and providing important theoretical basis and reference for engineering construction in arid and hot river valley regions.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Geotechnical Engineering and Soil Mechanics · Rock Mechanics and Modeling · Landslides and related hazards

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

China Southern Power Grid Ehv Power Transmission Company, Guangzhou 510275, China

Guangdong Engineering Research Centre for Major Infrastructure Safety, Sun Yat-sen University, Guangzhou 510275, China

China Energy Engineering Group Yunnan Electric Power Design Institute Co., Ltd., Kunming 650051, China

Institute of Disaster Prevention and Reduction of the Guangdong-Hong Kong-Macao Greater Bay Area, Guangdong University of Technology, Guangzhou 510006, China

School of Civil and Transportation Engineering, Guangdong University of Technology, Guangzhou 510006, China

Funding

Science and Technology Innovation Project of China Southern Power Grid Co. · National Natural Science Foundation of China

References (20)

Show source-provided references
1. Chen, J.W., Qin, Y., Hu, F.D., Xu, N.X., Guo, Y.X., Qin, J.Y., and Ren, G.M. (2025). Microstructural Evolution and Mechanical Properties of Fly-Ash-Based Grouting Materials in Different Aqueous Environments. Water, 17.10.3390/w17101407 ↗
2. Zhang, Y., Lu, J.Y., Han, W., Xiong, Y.W., and Qian, J.S. (2023). Effects of Moisture and Stone Content on the Shear Strength Characteristics of Soil-Rock Mixture. Materials, 16.10.3390/ma16020567 ↗
3. Soil-rock mixture shear strength measurement based on in situ borehole pressure-shear tests10.1088/1742-2140/aacaa8 ↗
4. Merchan-Breuer, D.A., Murphy, E., Berka, B., Nova, L.C.M., Liu, Y., and Merchan-Merchan, W. (2022). Synthesis of Carbonaceous Hydrophobic Layers through a Flame Deposition Process. Appl. Sci., 12.10.3390/app12052427 ↗
5. Correlation between shear strength and soil physicochemical properties of different weathering profiles of the non-eroded and collapsing gully soils in southern China10.1007/s11368-019-02313-7 ↗
6. Geotechnical Characterization of Road Cut Hill Slope Forming Unconsolidated Geo-materials: A Case Study10.1007/s10706-016-0093-8 ↗
7. Yuan, K., Song, Y., Fu, G., Lin, B., Fu, K., and Wang, Z. (2023). Spatial Distribution and Main Controlling Factors of Nitrogen in the Soils and Sediments of a Coastal Lagoon Area (Shameineihai, Hainan). Appl. Sci., 13.10.3390/app13137409 ↗
8. Huang, X.X., Zeng, Y.J., Lu, S., Lu, G.P., Ou, H., and Wang, B.B. (2025). Formation and Evolution Mechanisms of Geothermal Waters Influenced by Fault Zones and Ancient Lithology in the Yunkai Uplift, Southern China. Water, 17.10.3390/w17131885 ↗
9. Variability and Correlation of Strength Parameters Inferred from Direct Shear Tests10.1007/s10706-015-9968-3 ↗
10. Shear Strength Equations for Unsaturated Soil under Drying and Wetting10.1061/(ASCE)GT.1943-5606.0000261 ↗
11. Geotechnical Characterization by In situ and Lab Tests to the Back-Analysis of a Supported Excavation in Metro do Porto10.1007/s10706-008-9183-6 ↗
12. Microstructural investigation on mechanical behavior of soil-geosynthetic interface in direct shear test10.1016/j.geotexmem.2017.02.001 ↗
13. Development of a Field Torsional Direct Shear Test Apparatus10.1007/s10706-023-02584-5 ↗
14. Mechanical properties and brittleness of shale with different degrees of fracturing-fluid saturation10.18520/cs/v115/i6/1163-1173 ↗
15. Anchoring in Rock and Soil10.1016/0012-8252(84)90064-3 ↗
16. (2009). Code for Geotechnical Engineering Investigation (Standard No. GB 50021-2001).
17. (2001). Field Direct Shear Test Procedure (Standard No. YS 5221-2000).
18. Wang, C., Yang, W.M., Zhang, N., Wang, S.W., Ma, C.Y., Wang, M.X., and Zhang, Z.Y. (2024). Effect of Moisture Content and Wet-Dry Cycles on the Strength Properties of Unsaturated Clayey Sand. Buildings, 14.10.3390/buildings14051375 ↗
19. Moisture content effect on the ring shear characteristics of slip zone loess at high shearing rates10.1007/s10064-019-01597-w ↗
20. Feng, X.L., Li, S., Yang, C.Y., Li, Z.R., Lin, H., and Wang, Z.Y. (2024). Macro-Micro Failure Characteristics of Soft-Hard Composite Rock with Unparallel Joints: Analysis Based on DIC and AE Technique. Appl. Sci., 14.10.3390/app142411706 ↗