journal article·2025-07-13Open access

Research into Robust Federated Learning Methods Driven by Heterogeneity Awareness

Junhui Song, Zhangqi Zheng, Afei Li, Zhixin Xia, Yongshan Liu

Applied Sciences· Volume 15· Issue 14

Abstract

Federated learning (FL) has emerged as a prominent distributed machine learning paradigm that facilitates collaborative model training across multiple clients while ensuring data privacy. Despite its growing adoption in practical applications, performance degradation caused by data heterogeneity—commonly referred to as the non-independent and identically distributed (non-IID) nature of client data—remains a fundamental challenge. To mitigate this issue, a heterogeneity-aware and robust FL framework is proposed to enhance model generalization and stability under non-IID conditions. The proposed approach introduces two key innovations. First, a heterogeneity quantification mechanism is designed based on statistical feature distributions, enabling the effective measurement of inter-client data discrepancies. This metric is further employed to guide the model aggregation process through a heterogeneity-aware weighted strategy. Second, a multi-loss optimization scheme is formulated, integrating classification loss, heterogeneity loss, feature center alignment, and L2 regularization for improved robustness against distributional shifts during local training. Comprehensive experiments are conducted on four benchmark datasets, including CIFAR-10, SVHN, MNIST, and NotMNIST under Dirichlet-based heterogeneity settings (alpha = 0.1 and alpha = 0.5). The results demonstrate that the proposed method consistently outperforms baseline approaches such as FedAvg, FedProx, FedSAM, and FedMOON. Notably, an accuracy improvement of approximately 4.19% over FedSAM is observed on CIFAR-10 (alpha = 0.5), and a 1.82% gain over FedMOON on SVHN (alpha = 0.1), along with stable enhancements on MNIST and NotMNIST. Furthermore, ablation studies confirm the contribution and necessity of each component in addressing data heterogeneity.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Privacy-Preserving Technologies in Data · Traffic Prediction and Management Techniques · Advanced Data and IoT Technologies

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

School of Information Science and Engineering, Yanshan University, Qinhuangdao 066004, China

School of Mathematics and Information Technology, Hebei Normal University of Science & Technology, Qinhuangdao 066004, China

Funding

National Natural Science Foundation of China

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