A Comprehensive Review of Open Caisson Modeling Technology: Current Practices and Future Prospects

The rapid advancement of modern megapolises has led to a dearth of surface space, and, in response, engineers have begun to trial substitutes below ground level. Shafts are generally used to provide temporary access and permanent work to the subsurface for tunnelling, as well as for lifts or ventilation purposes. In urban areas, one important design issue is the prediction of the excavation-induced displacements by open caisson shaft construction. Settlements and ground movements associated with open caisson shafts are influenced by the choice of construction method, soil composition, and excavation geometry. Compared with other geotechnical construction events, for instance, tunnelling, the literature relating to the ground deformations induced from open caisson shafts are comparatively limited. This review offers an evaluation of several case studies that utilize experimental and computational modeling techniques to provide clearer insights into earth pressure distribution and induced surface and subsurface soil displacements, as well as the associated ground deformations during open caisson shaft construction. The modeling test results are compared to the state of the practice ground deformation prediction theories and measured results from field monitoring data. Findings indicate that the lateral earth pressure distribution aligns closely with the theoretical predictions based on Terzaghi’s and Berezantzev’s models, and lateral earth pressure diminishes gradually until the onset of active wall displacement. Current modeling techniques generally fail to properly represent in situ stress states and large-scale complexities, emphasizing the need for hybrid approaches that combine physical and numerical methodologies. In future studies, modern approaches, including artificial intelligence (AI) monitoring (e.g., PINNs, ACPP), multi-field coupling models (e.g., THMC), and transparent soil testing, hold profound potential for real-time prediction, optimization, and visualization of soil deformation. Numerical–physical coupling tests will integrate theory and practice. Improving prediction reliability in complicated soil conditions such as composite and heterogenous strata using different modeling techniques is still unclear, and further investigation is therefore needed.