journal article·2025-04-14Open access

Analysis of Metallic-to-Oxide Sputtering Mode Transition During Reactive Magnetron Deposition of Aluminum Oxide Coatings

Andrey V. Kaziev, Alexander V. Tumarkin, Dobrynya V. Kolodko, Maksim M. Kharkov, Raghavendra Konaguru, Dmitry G. Ageychenkov, Nikolay N. Samotaev, Konstantin Yu. Oblov

Applied Sciences· Volume 15· Issue 8

Abstract

Direct current (DC) reactive magnetron discharge in Ar + O2 mixtures with an aluminum (Al) target was investigated. Electrical measurements of the discharge voltage and current along with the deposition rate trends observed with varying the oxygen flow rate indicated the presence of hysteresis, typical to when using a DC power supply. The transition between metallic and oxide (compound) modes was analyzed in more detail by measuring the mass-resolved fluxes of positively and negatively charged ions together with the optical emission spectra of plasma. The dependence of constituent ion fluxes (Ar+, Ar2+, Al+, O+, O2+, O−, and O2−) on the reactive oxygen gas flow rate was revealed, indicating the transition (in 1.2–1.8 sccm O2 flow range) from a metallic regime to a poisoned regime. The optical diagnostics indicated a nonlinear hysteresis loop pattern of dependence for various constituents (ions and neutrals) of the magnetron discharge plasma. The comparison between the particle and optical measurements, though exhibiting a pronounced correlation, demonstrated individual features of both methods, which need to be taken into account when interpreting the results. The hysteresis patterns were further discussed by comparing the experimental data with the calculation results from the Berg model. An approach of adapting the model results to the case of a power-regulated magnetron power supply is expressed.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Metal and Thin Film Mechanics · Semiconductor materials and devices · ZnO doping and properties

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

National Research Nuclear University MEPhI (Moscow Engineering Physics Institute), 115409 Moscow, Russia

Kotelnikov Institute of Radioengineering and Electronics RAS, Fryazino Branch, 141190 Fryazino, Russia

Funding

Ministry of Science and Higher Education of the Russian Federation

References (64)

Show source-provided references
1. Effect of Bias Voltage on Microstructure and Optical Properties of Al2O3 Thin Films Prepared by Twin Targets Reactive High Power Impulse Magnetron Sputtering10.1016/j.vacuum.2019.04.060 ↗
2. Investigating the Plasma Parameters and Discharge Asymmetry in Dual Magnetron Reactive High Power Impulse Magnetron Sputtering Discharge with Al in Ar/O2 Mixture10.1016/j.vacuum.2020.109253 ↗
3. Tang, X., Li, Z., Liao, H., and Zhang, J. (2019). Growth of Ultrathin Al2O3 Films on N-InP Substrates as Insulating Layers by RF Magnetron Sputtering and Study on the Optical and Dielectric Properties. Coatings, 9.10.3390/coatings9050341 ↗
4. Investigating the Plasma Parameters of an Ar/O2 Discharge during the Sputtering of Al Targets in an Inverted Cylindrical Magnetron10.1063/1.4896062 ↗
5. Optimization of Deposition Parameters for α-Al2O3 Coatings by Double Glow Plasma Technique10.15255/KUI.2014.012 ↗
6. Deposition of α-Al2O3 Hard Coatings by Reactive Magnetron Sputtering10.1016/j.surfcoat.2003.11.017 ↗
7. Al2O3 Thin Films Deposition by Reactive Evaporation of Al in Anodic Arc with High Levels of Metal Ionization10.1016/j.surfcoat.2018.12.065 ↗
8. Deposition of Alumina Thin Film by Dual Magnetron Sputtering: Is It γ-Al2O3?10.1016/j.actamat.2011.08.048 ↗
9. Synthesis of Alumina Thin Films Using Reactive Magnetron Sputtering Method10.1088/1742-6596/850/1/012022 ↗
10. Low-Temperature Magnetron Sputter-Deposition, Hardness, and Electrical Resistivity of Amorphous and Crystalline Alumina Thin Films10.1116/1.1286715 ↗
11. Understanding the Discharge Voltage Behavior during Reactive Sputtering of Oxides10.1063/1.2404583 ↗
12. Physics and Technology of Magnetron Sputtering Discharges10.1088/1361-6595/abb7bd ↗
13. Magnetron Sputtering of Aluminium Using Oxygen or Nitrogen as Reactive Gas10.1016/S0040-6090(97)01197-8 ↗
14. Tutorial: Hysteresis during the Reactive Magnetron Sputtering Process10.1063/1.5042084 ↗
15. Characterization of Pulsed Dc Magnetron Sputtering Plasmas10.1088/1367-2630/7/1/090 ↗
16. Hysteresis Effect in Reactive Sputtering: A Problem of System Stability10.1088/0022-3727/19/9/004 ↗
17. Dynamic Behaviour of the Reactive Sputtering Process10.1016/j.tsf.2005.12.250 ↗
18. Control of Reactive Sputtering Processes10.1016/j.tsf.2005.05.022 ↗
19. Wang, Q., Fang, L., Liu, Q., Chen, L., Wang, Q., Meng, X., and Xiao, H. (2018). Target Voltage Hysteresis Behavior and Control Point in the Preparation of Aluminum Oxide Thin Films by Medium Frequency Reactive Magnetron Sputtering. Coatings, 8.10.3390/coatings8040146 ↗
20. Effective Reactive Pulsed Magnetron Sputtering of Aluminium Oxide—Properties of Films Deposited Utilizing Automated Process Stabilizer10.1016/j.vacuum.2016.09.021 ↗
21. Perspective: Is There a Hysteresis during Reactive High Power Impulse Magnetron Sputtering (R-HiPIMS)?10.1063/1.4976717 ↗
22. A Study of the Process Pressure Influence in Reactive Sputtering Aiming at Hysteresis Elimination10.1016/j.surfcoat.2013.05.035 ↗
23. Controlling the Deposition Rate during Target Erosion in Reactive Pulsed DC Magnetron Sputter Deposition of Alumina10.1016/j.surfcoat.2012.05.070 ↗
24. Properties of Millisecond-Scale Modulated Pulsed Power Magnetron Discharge Applied for Reactive Sputtering of Zirconia10.1088/1361-6595/abf369 ↗
25. Influencing the Hysteresis during Reactive Magnetron Sputtering by Gas Separation10.1016/j.surfcoat.2013.07.012 ↗
26. Tutorial: Reactive High Power Impulse Magnetron Sputtering (R-HiPIMS)10.1063/1.4978350 ↗
27. Very-High-Rate Reactive Sputtering of Alumina Hard Coatings10.1016/S0257-8972(97)00152-7 ↗
28. Dual Mode of Deep Oscillation Magnetron Sputtering10.1016/j.surfcoat.2020.125559 ↗
29. Structure and Properties of Cr2O3 Coatings Deposited Using DCMS, PDCMS, and DOMS10.1016/j.surfcoat.2015.06.044 ↗
30. Ion-Enhanced Oxidation of Aluminum as a Fundamental Surface Process during Target Poisoning in Reactive Magnetron Sputtering10.1063/1.3415531 ↗
31. Distribution of O Atoms on Partially Oxidized Metal Targets, and the Consequences for Reactive Sputtering of Individual Metal Oxides10.1016/j.surfcoat.2020.125685 ↗
32. Target Poisoning during Reactive Magnetron Sputtering: Part II: The Influence of Chemisorption and Gettering10.1016/j.surfcoat.2003.10.007 ↗
33. Target Voltage Behaviour during DC Sputtering of Silicon in an Argon/Nitrogen Mixture10.1016/S0042-207X(01)00415-8 ↗
34. Note on the Low Deposition Rate during Reactive Magnetron Sputtering10.1016/j.vacuum.2024.113546 ↗
35. Optical Emission and Mass Spectroscopy of Plasma Processes in Reactive DC Pulsed Magnetron Sputtering of Aluminium Oxide
36. Spatially Resolved Characterization of a Dc Magnetron Plasma Using Optical Emission Spectroscopy10.1088/1361-6595/aad6d9 ↗
37. Determination of Titanium Atom and Ion Densities in Sputter Deposition Plasmas by Optical Emission Spectroscopy10.1088/0963-0252/24/6/065022 ↗
38. Diagnostics of Ion Fluxes in Low-Temperature Laboratory and Industrial Plasmas10.1088/1748-0221/14/10/P10005 ↗
39. Ion Mass Spectrometry Investigations of the Discharge during Reactive High Power Pulsed and Direct Current Magnetron Sputtering of Carbon in Ar and Ar/N210.1063/1.4733692 ↗
40. Investigation of the Negative Ions in Ar/O2 Plasma of Magnetron Sputtering Discharge with Al:Zn Target by Ion Mass Spectrometry10.1002/ppap.201000195 ↗
41. Generation of Positive and Negative Oxygen Ions in Magnetron Discharge During Reactive Sputtering of Alumina10.1002/ppap.201000064 ↗
42. Mass Spectrometry Investigation of Magnetron Sputtering Discharges10.1016/j.vacuum.2017.06.032 ↗
43. Energy Resolved Ion Mass Spectroscopy of the Plasma during Reactive Magnetron Sputtering
44. V Evidence of 1000 eV Positive Oxygen Ion Flux Generated in Reactive HiPIMS Plasma10.1088/1361-6595/acda5b ↗
45. Negative Ion Energy Distributions in Reactive HiPIMS10.1088/0022-3727/46/4/045204 ↗
46. Energy Distribution of Negatively and Positively Charged Ions in a Magnetron Sputtering Discharge with a Tungsten Cathode and a Positively Biased Anode in an Argon/Oxygen Gas Mixture10.1088/1361-6595/ad8dfa ↗
47. Ion Energy Distributions in Magnetron Sputtering of Zinc Aluminium Oxide10.1002/ppap.200930805 ↗
48. Negative Ions in Reactive Magnetron Sputtering10.1002/vipr.201300518 ↗
49. Negative Oxygen Ion Formation in Reactive Magnetron Sputtering Processes for Transparent Conductive Oxides10.1116/1.4762815 ↗
50. Ion Energy Distributions in AZO Magnetron Sputtering from Planar and Rotatable Magnetrons10.1016/j.surfcoat.2009.09.034 ↗
51. Fundamental Understanding and Modeling of Reactive Sputtering Processes10.1016/j.tsf.2004.10.051 ↗
52. Modeling of Reactive Sputtering of Compound Materials10.1116/1.574104 ↗
53. Including Substrate Temperature in Berg Model for Reactive Sputtering10.1016/j.tsf.2019.137761 ↗
54. Upgrading the “Berg-Model” for Reactive Sputtering Processes10.1016/j.tsf.2014.02.063 ↗
55. De Towards a More Complete Model for Reactive Magnetron Sputtering10.1088/0022-3727/40/7/019 ↗
56. Applying “the Upgraded Berg Model” to Predict Hysteresis Free Reactive Sputtering10.1016/j.surfcoat.2016.02.029 ↗
57. Modeling Reactive Magnetron Sputtering: Fixing the Parameter Set10.1016/j.surfcoat.2012.03.019 ↗
58. Modeling of Dc Magnetron Plasma for Sputtering: Transport of Sputtered Copper Atoms10.1116/1.2198866 ↗
59. A Time-Dependent Model for Reactive Sputter Deposition10.1088/0022-3727/47/23/235302 ↗
60. Modeling of Plasma-Target Interaction during Reactive Magnetron Sputtering of TiN10.1063/1.2800262 ↗
61. Simulation of Linear Magnetron Discharges in 2D and 3D10.1016/j.surfcoat.2014.09.042 ↗
62. Direct Ion Content Measurements in a Non-Sputtering Magnetron Discharge10.1088/1748-0221/14/09/C09004 ↗
63. Kramida, A., Ralchenko, Y., Reader, J., and NIST ASD Team (2025, March 03). NIST Atomic Spectra Database (Ver. 5.12), [Online], Available online: https://physics.nist.gov/asd.
64. The Spectrum of Molecular Oxygen10.1063/1.3253101 ↗