journal article·2022-10-31Open access

New Perspectives on Excavation Disturbance Zones: Main Driving Forces

Xiangyong Kong, Shanyong Wang, Zongwu Song, Chun’an Tang, Chaoyun Yu, Xu Chen

Applied Sciences· Volume 12· Issue 21

Abstract

The support theory of the excavation disturbance zone (EDZ) cannot provide an accurate physical explanation or theoretical description of the time-dependent properties required for the development of an EDZ. Therefore, the primary factors that cause the formation of an EDZ should be determined to further improve the support theory of the EDZ and grasp the principle underlying the control of the long-term stability of rock masses. Considering the headrace tunnel and nuclear waste repository as the research background, this study aimed to understand the deformation damage evolution process of the surrounding rock after tunnel excavation under different working conditions using the self-developed realistic failure process analysis (RFPA2D) code. The simulation revealed the following. First, an EDZ is formed, although the deformation damage to the surrounding rock is relatively small under the action of environmental factors. Second, under the action of stress in the abovementioned case, the deformation speed, damage degree, and scope of the surrounding rock significantly increase, accelerating the formation and development of the EDZ. Therefore, the boundary of the EDZ expands significantly. Third, when environmental factors are blocked, the range of the EDZ is small due to the small deformation damage to the surrounding rock. Thus, the main factors responsible for the formation of the EDZ are environmental factors, whereas stress is only an auxiliary factor. A numerical simulation method that considers environmental factors can more accurately reproduce the formation of an EDZ. Therefore, a study of the internal mechanism of the EDZ phenomenon can provide a more in-depth understanding of the essential characteristics of an EDZ at the macro level. Furthermore, it can provide a scientific basis and method for the construction and support designs of underground excavation projects and widen the possibilities for further improving the support theory of the EDZ.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Rock Mechanics and Modeling · Geotechnical Engineering and Analysis · Tunneling and Rock Mechanics

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

School of Resources and Civil Engineering, Northeastern University, Shenyang 110819, China

Priority Research Centre for Geotechnical Science and Engineering, The University of 12 Newcastle, Callaghan, NSW 2308, Australia

State Key Laboratory of Coastal and Offshore Engineering, Dalian University of Technology, Dalian 116024, China

State Key Laboratory of Geohazard Prevention and Geoenvironment Protection, Chengdu University of Technology, Chengdu 610059, China

Funding

National Natural Science Foundation of China (NSFC) · Chinese National Natural Science Foundation · National Natural Science Foundation of China · Sichuan Science and Technology Program

References (49)

Show source-provided references
1. The theory of supporting broken zone in surrounding rock
2. Roadway support theory based on broken rock zone
3. Measurement and analysis of influential factors of broken zone of deep roadways and study on its control technique
4. Simulation of failure around a circular opening in rock10.1016/S1365-1609(02)00041-2 ↗
5. Numerical simulation of the excavation damaged zone around an opening in brittle rock10.1016/j.ijrmms.2006.12.005 ↗
6. Excavation damaged zone division and time-dependency deformation prediction: A case study of excavated rock mass at Xiaowan Hydropower Station10.1016/j.enggeo.2020.105668 ↗
7. Zhou, J.W., Yang, X.G., and Li, H.T. (2011, January 14–16). Analysis of excavation damaged zone of auxiliary tunnel based on field wave velocity test at the Jinping hydropower station. Proceedings of the Rock Mechanics: Achievements and Ambitions—2nd ISRM International Young Scholars’ Symposium on Rock Mechanics, Beijing, China.10.1201/b11438-15 ↗
8. Numerical modeling of the time-dependent development of the damage zone around a tunnel under high humidity conditions10.1016/j.tust.2018.03.012 ↗
9. 20 years of excavation response studies at AECL’s Underground Research Laboratory10.1016/j.ijrmms.2004.09.012 ↗
10. Structural and hydrogeological characterisation of the excavation-disturbed zone in the Opalinus Clay (Mont Terri Project, Switzerland)10.1016/j.clay.2003.12.018 ↗
11. Acoustic emission and ultrasonic-velocity methods used to characterise the excavation disturbance associated with deep tunnels in hard rock10.1016/S0040-1951(97)00303-X ↗
12. Characterizing excavation damaged zone and stability of pressurized lined rock caverns for underground compressed air energy storage10.1007/s00603-012-0312-4 ↗
13. Evaluation of Spalling Fallout on Excavation Disturbed Zone under Deep Hard Rock Tunnel. IOP Conference Series: Materials Science and Engineering
14. Predicting excavation damage zone depths in brittle rocks10.1016/j.jrmge.2015.11.004 ↗
15. The 2003 Canadian Geotechnical Colloquium: Mechanistic interpretation and practical application of damage and spalling prediction criteria for deep tunnelling10.1139/T07-033 ↗
16. Hoek-Brown parameters for predicting the depth of brittle failure around tunnels10.1139/t98-072 ↗
17. Mechanical and hydraulic behavior of rock salt in the excavation disturbed zone around underground facilities10.1016/S1365-1609(03)00064-9 ↗
18. Characterising and modelling the excavation damaged zone in crystalline rock in the context of radioactive waste disposal
19. The excavation of a circular tunnel in a bedded argillaceous rock (Opalinus Clay): Short-term rock mass response and FDEM numerical analysis10.1016/j.tust.2014.09.014 ↗
20. Hybrid finite-discrete element simulation of the EDZ formation and mechanical sealing process around a microtunnel in Opalinus Clay10.1007/s00603-015-0847-2 ↗
21. Assessment of excavation damaged zone using a micromechanics model10.1016/j.tust.2004.12.002 ↗
22. Evaluation of excavation-induced changes in rock permeability10.1016/0148-9062(84)91530-4 ↗
23. Simulating excavation damaged zone around a circular opening under hydromechanical conditions10.1016/j.ijrmms.2007.09.007 ↗
24. Excavation-induced relaxation effects and hydraulic conductivity variations in the surrounding rocks of a large-scale underground powerhouse cavern system10.1016/j.tust.2015.05.007 ↗
25. EDZ formation and associated hydromechanical behaviour around ED-B tunnel: A numerical study based on a two-part Hooke’s model (TPHM)10.1007/s12205-014-0606-z ↗
26. Study on the Excavation Disturbed Zone During Tunneling in Sandy Cobble Stratum Considering the Material Meso-structure10.1016/j.trgeo.2021.100590 ↗
27. Li, Z.L., Wu, R.X., Li, L.J., and Wang, X.Y. (2011). Method for defining the loose zone of tunnel surrounding rock based on damage theory. Chin. J. Undergr. Space Eng., 7, (In Chinese).
28. Case Study of Modified H–B Strength Criterion in Discrimination of Surrounding Rock Loose Circle10.1007/s12205-019-1055-5 ↗
29. The fractal characteristics of wall rock crack in the soft rock roadway and study on theory of loose ring. Advanced Materials Research
30. Failure mechanisms and evolution assessment of the excavation damaged zones in a large-scale and deeply buried underground powerhouse10.1007/s00603-017-1208-0 ↗
31. Excavation damaged zone depths prediction for TBM-excavated roadways in deep collieries10.1007/s12665-018-7358-x ↗
32. Dynamic stress adjustment and rock damage during blasting excavation in a deep-buried circular tunnel10.1016/j.tust.2017.10.010 ↗
33. Estimation of rock mass properties in excavation damage zones of rock slopes based on the Hoek-Brown criterion and acoustic testing10.1016/j.ijrmms.2019.104192 ↗
34. Numerical studies on tunnel floor heave in swelling ground under humid conditions10.1016/j.ijrmms.2012.07.007 ↗
35. Numerical simulation of cracking behavior in artificially designed rock models subjected to heating from a central borehole10.1016/j.ijrmms.2017.07.016 ↗
36. Research on TM coupling numerical model with damage evolution and its application
37. Numerical investigation on rock failure process induced by thermal stress
38. Crack propagation and coalescence in quasi-brittle materials at high temperatures10.1016/j.engfracmech.2015.01.001 ↗
39. Numerical model for the cracking behavior of heterogeneous brittle solids subjected to thermal shock10.1016/j.ijsolstr.2015.10.012 ↗
40. Moisture diffusion of concrete considering self-desiccation at early ages10.1016/S0008-8846(99)00192-1 ↗
41. Systems of differential equations of heat and mass transfer in capillary porous bodies10.1016/0017-9310(75)90002-2 ↗
42. Moisture movement in porous material under temperature gradients10.1029/TR038i002p00222 ↗
43. Effects of moisture on strata control in coal mines10.1016/0013-7952(81)90001-6 ↗
44. Some observations regarding the strength and deformability of sandstones in dry and saturated conditions10.1007/s10064-002-0186-x ↗
45. Humidity diffusion and rheological behavior of rock under humidity condition
46. Development and verification of three-dimensional equivalent discrete fracture network modelling based on the finite element method10.1016/j.enggeo.2022.106759 ↗
47. Finite element modeling of coupled heat transfer, moisture transport and carbonation processes in concrete structures10.1016/S0958-9465(02)00125-7 ↗
48. Influence of heat transfer and fluid flow on crack growth in multilayered porous/dense materials using XFEM: Application to Solid Oxide Fuel Cell like material design10.1016/j.ijsolstr.2014.06.011 ↗
49. Influence of temperature on thermal conductivity, thermal capacity and thermal diffusivity for different types of rock10.1016/S1474-7065(03)00069-X ↗