journal article·2025-09-30Open access

Dynamic Response of Adjacent Tunnels to Deep Foundation Pit Excavation: A Numerical and Monitoring Data-Driven Case Study

Shangyou Jiang, Wensheng Chen, Rulong Ma, Xinlei Lv, Fuqiang Sun, Zengle Ren

Applied Sciences· Volume 15· Issue 19

Abstract

Urban deep excavations conducted near operational tunnels necessitate stringent deformation control. This study investigates the Baiyun Station excavation by employing a three-dimensional finite-element model based on the Hardening Soil Small-strain (HSS) constitutive law, calibrated using Phase I field monitoring data on wall deflection, ground settlement, and tunnel displacement. Material parameters for the HSS model derived from the prior Phase I numerical simulation were held fixed and used to simulate the Phase II excavation, with peak errors of less than 5.8% for wall deflection and less than 2.9% for ground settlement. The model was subsequently applied to evaluate the impacts of Phase II excavation. The key contribution of this study is a monitoring-driven HSS modeling framework that integrates staged excavation simulation with field-based calibration, enabling quantitative assessment of tunnel responses—including settlement troughs, bow-shaped wall deflection patterns, and the distance-decay characteristics of lining displacement—to support structural safety evaluations and protective design measures. The results demonstrate that the predicted deformations and lining stresses in adjacent power and metro tunnels remain within permissible limits, offering practical guidance for excavation control in densely populated urban areas.
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Research context

OpenAlex topics: Geotechnical Engineering and Analysis · Geotechnical Engineering and Underground Structures · Dam Engineering and Safety

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

China Construction Communications Engrg. Group Corp., Ltd., Beijing 100040, China

Center for Intelligent Bionics, Institute of Integration, Shenzhen Institute of Advanced Technology, Chinese Academy of Sciences, Shenzhen 518055, China

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