journal article·2025-02-21Open access

Multiscale Feature Modeling and Interpretability Analysis of the SHAP Method for Predicting the Lifespan of Landslide Dams

Zhengze Huang, Yuqi Bai, Hengyu Liu, Yun Lin

Applied Sciences· Volume 15· Issue 5

Abstract

Landslide dams, formed by natural disasters or human activities, pose significant challenges for lifespan prediction, which is crucial for effective water conservancy management and disaster prevention. This study proposes a hybrid CNN–Transformer model optimized using the Improved Black-Winged Kite Algorithm (IBKA) aimed at improving the accuracy of landslide dam lifespan prediction by combining local feature extraction with global dependency modeling. The model integrates CNN’s local feature extraction with Transformer’s global modeling capabilities, effectively capturing the nonlinear dynamics of key parameters affecting landslide dam lifespan. The IBKA ensures optimal parameter tuning, which enhances the model’s adaptability and generalization, especially when dealing with small-sample datasets. Experiments utilizing multi-source heterogeneous datasets compare the proposed model with traditional machine learning and deep-learning approaches, including LightGBM, MLP, SVR, CNN–Transformer, and BKA–CNN–Transformer. The results show that the IBKA–CNN–Transformer achieves R2 values of 0.99 on training data and 0.98 on testing data, surpassing the baseline methods. Moreover, SHapley Additive exPlanations analysis quantifies the influence of critical features such as dam length, reservoir capacity, and upstream catchment area on lifespan prediction, improving model interpretability. This approach not only provides scientific insights for risk assessment and decision making in landslide dam management but also demonstrates the potential of deep learning and optimization algorithms in broader geological disaster management applications.
Source: crossref · Quality: baseline

Research context

OpenAlex topics: Landslides and related hazards · Dam Engineering and Safety · Rock Mechanics and Modeling

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

College of Letters and Science, University of California, Los Angeles, CA 90095, USA

School of Environment, Education and Development, The University of Manchester, Manchester M13 9PL, UK

School of Resources and Safety Engineering, Central South University, Changsha 410083, China

Funding

National Natural Science Foundation of China · Natural Science Foundation of Hunan Province, China

References (41)

Show source-provided references
1. Landslide Hazards Triggered by the 2008 Wenchuan Earthquake, Sichuan, China10.1007/s10346-009-0148-5 ↗
2. The 12 May Wenchuan Earthquake-Induced Landslide Lakes: Distribution and Preliminary Risk Evaluation10.1007/s10346-009-0160-9 ↗
3. Field Testing of Erodibility of Two Landslide Dams Triggered by the 12 May Wenchuan Earthquake10.1007/s10346-011-0256-x ↗
4. Sevgen, E., Kocaman, S., Nefeslioglu, H.A., and Gokceoglu, C. (2019). A Novel Performance Assessment Approach Using Photogrammetric Techniques for Landslide Susceptibility Mapping with Logistic Regression, ANN and Random Forest. Sensors, 19.10.3390/s19183940 ↗
5. Geomorphometric Characteristics of New Zealand Landslide Dams10.1016/j.enggeo.2003.11.003 ↗
6. Barrier Lake Bursting and Flood Routing in the Yarlung Tsangpo Grand Canyon in October 201810.1016/j.jhydrol.2020.124603 ↗
7. Erosion-Based Analysis of Breaching of Baige Landslide Dams on the Jinsha River, China, in 201810.1007/s10346-019-01247-y ↗
8. Spatiotemporal Deformation Characteristics and Triggering Factors of Baijiabao Landslide in Three Gorges Reservoir Region, China10.1016/j.geomorph.2019.06.024 ↗
9. Chu, L., Sun, T., Wang, T., Li, Z., and Cai, C. (2018). Evolution and Prediction of Landscape Pattern and Habitat Quality Based on CA-Markov and InVEST Model in Hubei Section of Three Gorges Reservoir Area (TGRA). Sustainability, 10.10.3390/su10113854 ↗
10. Analysis of Human Risks Due to Dam-Break Floods-Part 1: A New Model Based on Bayesian Networks10.1007/s11069-012-0275-5 ↗
11. Geomorphic Indexing of Landslide Dams Evolution10.1016/j.enggeo.2016.04.024 ↗
12. Prediction of the Overtopping-Induced Breach Process of the Landslide Dam10.1016/j.enggeo.2020.105709 ↗
13. Rapid Prediction Models for 3D Geometry of Landslide Dam Considering the Damming Process10.1007/s11629-022-7906-z ↗
14. Numerical Simulation of Landslide Dam Breaching Due to Overtopping10.1007/s10346-017-0935-3 ↗
15. Physically Based Modeling of Co-Seismic Landslide, Debris Flow, and Flood Cascade10.5194/nhess-22-3183-2022 ↗
16. Rapid Prediction of Landslide Dam Stability Using the Logistic Regression Method10.1007/s10346-020-01414-6 ↗
17. Rapid Prediction of Landslide Dam Stability Considering the Missing Data Using XGBoost Algorithm10.1007/s10346-022-01947-y ↗
18. Investigation of Landslide Dam Life Span Using Prediction Models Based on Multiple Machine Learning Algorithms10.1080/19475705.2023.2273213 ↗
19. Algorithms for Intelligent Prediction of Landslide Displacements10.1631/jzus.A2000005 ↗
20. Longevity Prediction and Influencing Factor Analysis of Landslide Dams10.1016/j.enggeo.2023.107334 ↗
21. Prediction of the Behaviour of Landslide Dams Using a Geomorphological Dimensionless Index10.1002/esp.424 ↗
22. Logistic Regression Model for Predicting the Failure Probability of a Landslide Dam10.1016/j.enggeo.2010.10.004 ↗
23. Ni, W., Zhao, L., Zhang, L., Xing, K., and Dou, J. (2023). Coupling Progressive Deep Learning with the AdaBoost Framework for Landslide Displacement Rate Prediction in the Baihetan Dam Reservoir, China. Remote Sens., 15.10.3390/rs15092296 ↗
24. Support Vector Machines for Classification and Regression10.1039/B918972F ↗
25. A Comparative Analysis of Gradient Boosting Algorithms10.1007/s10462-020-09896-5 ↗
26. A Multi-Energy Load Prediction of a Building Using the Multi-Layer Perceptron Neural Network Method with Different Optimization Algorithms10.1177/01445987221112250 ↗
27. Tsai, Y.-H.H., Bai, S., Pu Liang, P., Kolter, J.Z., Morency, L.-P., and Salakhutdinov, R. (August, January 28). Multimodal Transformer for Unaligned Multimodal Language Sequences. Proceedings of the Conference Association for Computational Linguistics Meeting, Florence, Italy.
28. A Survey on Vision Transformer10.1109/TPAMI.2022.3152247 ↗
29. Recent Advances in Convolutional Neural Networks10.1016/j.patcog.2017.10.013 ↗
30. Review of Deep Learning: Concepts, CNN Architectures, Challenges, Applications, Future Directions10.1186/s40537-021-00444-8 ↗
31. A Novel State-of-Health Estimation for the Lithium-Ion Battery Using a Convolutional Neural Network and Transformer Model10.1016/j.energy.2022.125501 ↗
32. A CNN-Transformer Hybrid Recognition Approach for sEMG-Based Dynamic Gesture Prediction
33. Black-Winged Kite Algorithm: A Nature-Inspired Meta-Heuristic for Solving Benchmark Functions and Engineering Problems10.1007/s10462-024-10723-4 ↗
34. Deciding on the Number of Classes in Latent Class Analysis and Growth Mixture Modeling: A Monte Carlo Simulation Study10.1080/10705510701575396 ↗
35. The Formation and Impact of Landslide Dams—State of the Art10.1016/j.earscirev.2020.103116 ↗
36. Longevity Analysis of Landslide Dams10.1007/s10346-020-01386-7 ↗
37. Correlation Coefficients: Appropriate Use and Interpretation10.1213/ANE.0000000000002864 ↗
38. Prediction of peak strength under triaxial compression for sandstone based on ABC-SVM algorithm10.1016/j.eswa.2024.125923 ↗
39. Lin, Y., Li, C., Zhou, K., Guo, Z., and Zang, C. (2023). A Constitutive Model Study of Chemical Corrosion Sandstone Based on Support Vector Machine and Artificial Bee Colony Algorithm. Sustainability, 15.10.3390/su151813415 ↗
40. Explaining Individual Predictions When Features Are Dependent: More Accurate Approximations to Shapley Values10.1016/j.artint.2021.103502 ↗
41. Belle, V., and Papantonis, I. (2021). Principles and Practice of Explainable Machine Learning. Front. Big Data, 4.10.3389/fdata.2021.688969 ↗