A Novel Approach to Swell Mitigation: Machine-Learning-Powered Optimal Unit Weight and Stress Prediction in Expansive Soils
Source abstract
Abstract
Expansive soils pose significant challenges to structural integrity, primarily due to volumetric changes that can lead to detrimental consequences and substantial economic losses. This study delves into the intricate dynamics of expansive soils through loaded swelling pressure experiments conducted under diverse conditions, encompassing variations in the sand content, initial dry unit weight, and initial degree of saturation. The findings underscore the pronounced influence of these factors on soil swelling. To address these challenges, a novel method leveraging machine learning prediction models is introduced, offering an efficient and cost-effective framework to mitigate potential hazards associated with expansive soils. Employing advanced algorithms such as decision tree regression (DTR), random forest regression (RFR), gradient boosting regression (GBR), extreme gradient boosting (XGBoost), support vector regression (SVR), and artificial neural networks (ANN) in the Python software 3.11 environment, this study aims to predict the optimal applied stress and dry unit weight required for soil swelling mitigation. Results reveal that XGBoost and ANN stand out for their precision and superior metrics. While both performed well, ANN demonstrated exceptional consistency across training and testing phases, making it the preferred choice. In the tested dataset, ANN achieved the highest R-squared values (0.9917 and 0.9954), lowest RMSE (7.92 and 0.086), and lowest MAE (5.872 and 0.0488) for predicting optimal applied stress and dry unit weight, respectively.
Source: crossref · Quality: baseline
Research context
OpenAlex topics: Landslides and related hazards · Soil and Unsaturated Flow · Dam Engineering and Safety
SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.
Affiliations
Department of Structural and Geotechnical Engineering, Széchenyi István University, 9026 Gyor, Hungary
Department of Geotechnical Engineering, Tishreen University, Latakia P.O. Box 2237, Syria
Funding
Szechenyi István University (SZE)
References (86)
Show source-provided references
1. Stoll, S.C., Henning, S.R., Bagley, A.D., and Wieghaus, K.T. (2022). Forensic Engineering, American Society of Civil Engineers.
2. Fredlund, D.G., and Rahardjo, H. (1993). Soil Mechanics for Unsaturated Soils, John Wiley & Sons, Inc.10.1002/9780470172759 ↗
3. Swell-Shrink Behavior of Expansive Soils, Damage and Control
4. Federal Highway Administration (1999). A Quarter Century of Geotechnical Research, Federal Highway Administration. FHWA-RD-98-139.
5. Sawangsuriya, A., Jotisankasa, A., and Anuvechsirikiat, S. (2012). Unsaturated Soils: Research and Applications, Springer.
6. Márta, F. (2012). Development of the Classification of High Swelling Clay Content Soils of Hungary Based on Diagnostic Approach. [Ph.D. Thesis, Szent István University].
7. A Review and Comparison of Design Methods for Raft Substructures on Expansive Soils10.1016/j.jobe.2021.102737 ↗
8. Numerical Study on Stability of Lignosulphonate-Based Stabilized Surficial Layer of Unsaturated Expansive Soil Slope Considering Hydro-Mechanical Effect10.1016/j.trgeo.2021.100697 ↗
9. Steinberg, M.L. (1985). Controlling Expansive Soil Destructiveness by Deep Vertical Geomembranes on Four Highways, Transportation Research Board.
10. Enhanced Stabilization of Highly Expansive Clays by Mixing Cement and Silica Fume10.1016/j.clay.2016.08.023 ↗
11. Reduction of Expansive Index, Swelling and Compression Behavior of Kaolinite and Bentonite Clay with Sand and Class C Fly Ash10.1007/s10706-015-9930-4 ↗
12. Stabilization Treatment of Na-Montmorillonite with Binary Mixtures of Lime and Steelmaking Slag10.1080/19386362.2018.1439294 ↗
13. Nelson, J., and Miller, D.J. (1997). Expansive Soils: Problems and Practice in Foundation and Pavement Engineering, John Wiley & Sons.
14. Influence of Sand on Strength Characteristics of Cohesive Soil for Using as Subgrade of Road10.1016/j.sbspro.2013.11.114 ↗
15. Problematic Soil Mechanics in the Algerian Arid and Semi-Arid Regions: Case of M’sila Expansive Clays
16. Effect of Sand Additives on the Engineering Properties of Fine Grained Soils
17. Swelling Behaviour of an Expansive Clay Blended with Fine Sand and Fly Ash10.1007/s10706-020-01480-6 ↗
18. Review of the Effect of Sand on the Behavior of Expansive Clayey Soils10.14513/actatechjaur.00611 ↗
19. Stabilisation Physico-Chimique Des Sols Gonflants (Sable de Dune + Sel)10.1051/geotech/2006115025 ↗
20. Influence of Sand and Fly Ash on Clayey Soil Stabilization
21. Influence of Gradation and Proportion of Sand on Stress–Strain Behavior of Clay–Sand Mixtures10.1186/s40703-016-0033-8 ↗
22. Srikanth, V., and Mishra, A.K. (2019). Geotechnical Characterisation and Geoenvironmental Engineering, Springer.
23. Dasog, G.S., and Mermut, A.R. (2013). Expansive Soils and Clays. Encycl. Earth Sci. Ser., 297–300.10.1007/978-1-4020-4399-4_124 ↗
24. Burland, J. (2012). ICE Manual of Geotechnical Engineering. Volume 1: Geotechnical Engineering Principles, Problematic Soils and Site Investigation, ICE Manual of Geotechnical Engineering.10.1680/moge.57074.0001 ↗
25. Numerical Simulation of Replacement Method to Improve Unsaturated Expansive Soil10.1556/606.2023.00762 ↗
26. Discussion of “Engineering Properties of Expansive Clays”10.1061/TACEAT.0007284 ↗
27. Prediction of Swelling Potential for Compacted Clays10.1061/TACEAT.0008724 ↗
28. Ranganatham, B.V., and Satyanarayana, B. (1965, January 8–15). A Rational Method of Predicting Swelling Potential for Compacted Expansive Clays. Proceedings of the 6th International Conference on Soil Mechanics and Foundation Engineering, Montréal, QC, Canada.
29. Snethen, D.R. (1984, January 21–23). Evaluation of Expedient Methods for Identification and Classification of Potentially Expansive Soils. Proceedings of the Fifth International Conference on Expansive Soils 1984, Adelaide, Australia.
30. The Combined Effect of Clay and Moisture Content on the Behavior of Remolded Unsaturated Soils10.1016/S0013-7952(01)00032-1 ↗
31. Indirect Estimation of the Swelling Percent and a New Classification of Soils Depending on Liquid Limit and Cation Exchange Capacity10.1016/j.enggeo.2006.02.005 ↗
32. Prediction of Swelling Potential and Pressure in Compacted Clay10.1007/s13369-012-0268-4 ↗
33. Slope Reliability Evaluation Based on Multi-Objective Grey Wolf Optimization-Multi-Kernel-Based Extreme Learning Machine Agent Model10.1007/s10064-020-02090-5 ↗
34. Advanced Reliability Analysis of Slopes in Spatially Variable Soils Using Multivariate Adaptive Regression Splines10.1016/j.gsf.2018.03.013 ↗
35. Landslide Identification Using Machine Learning10.1016/j.gsf.2020.02.012 ↗
36. Application of Soft Computing Techniques for Shallow Foundation Reliability in Geotechnical Engineering10.1016/j.gsf.2020.05.003 ↗
37. Efficient Reliability Analysis of Earth Dam Slope Stability Using Extreme Gradient Boosting Method10.1007/s11440-020-00962-4 ↗
38. Prediction of Swelling Parameters of Two Clayey Soils from Algeria Using Artificial Neural Networks10.2478/mmce-2018-0008 ↗
39. Prediction of Free Swell Index for the Expansive Soil Using Artificial Neural Networks
40. Probabilistic Stability Analyses of Slopes Using the ANN-Based Response Surface10.1016/j.compgeo.2009.01.003 ↗
41. Slope Reliability Analysis by Updated Support Vector Machine and Monte Carlo Simulation10.1007/s11069-012-0396-x ↗
42. Active Learning Relevant Vector Machine for Reliability Analysis10.1016/j.apm.2020.07.034 ↗
43. Prediction of the Resilient Modulus of Compacted Subgrade Soils Using Ensemble Machine Learning Methods10.1016/j.trgeo.2022.100827 ↗
44. Cumulative PSO-Kriging Model for Slope Reliability Analysis10.1016/j.probengmech.2014.12.001 ↗
45. Reliability Analysis of Pile Foundation Using ELM and MARS10.1007/s10706-018-00777-x ↗
46. Prediction of Load-Displacement Performance of Grouted Anchors in Weathered Granites Using FastICA-MARS as a Novel Model10.1016/j.gsf.2020.05.004 ↗
47. Efficient Time-Variant Reliability Analysis of Bazimen Landslide in the Three Gorges Reservoir Area Using XGBoost and LightGBM Algorithms10.1016/j.gr.2022.10.004 ↗
48. Neural Modeling of Kansas Soil Swelling10.1177/0361198196152600103 ↗
49. Najjar, Y.M., and Basheer, I.A. (1998). Modeling of Soil Swelling via Regression and Neural Network Approaches, Kansas Department of Transportation.
50. Forecasting Vertical Ground Surface Movement from Shrinking/Swelling Soils with Artificial Neural Networks10.1002/nag.666 ↗
51. Free-Swell and Swelling Pressure of Unsaturated Compacted Clays; Experiments and Neural Networks Modeling10.1007/s10706-008-9219-y ↗
52. Mamoune, S.M.A. (2009). Characterization and Modelling of the Clays of Tlemcen Using Neural Networks. [Ph.D. Thesis, University Abou Bakr Belkaid].
53. Prediction of Swelling Pressures of Expansive Soils Using Artificial Neural Networks10.1016/j.advengsoft.2009.12.005 ↗
54. The Prediction of Swell Percent and Swell Pressure by Using Neural Networks
55. Estimation of Modified Expansive Soil CBR with Multivariate Adaptive Regression Splines, Random Forest and Gradient Boosting Machine10.1007/s41062-021-00568-z ↗
56. Improved Prediction of Clay Soil Expansion Using Machine Learning Algorithms and Meta-Heuristic Dichotomous Ensemble Classifiers10.1016/j.gsf.2021.101296 ↗
57. Comparative Study of Statistical, Numerical and Machine Learning-Based Pedotransfer Functions of Water Retention Curve with Particle Size Distribution Data10.1134/S106422931930001X ↗
58. Using Artificial Neural Networks Approach to Estimate Compressive Strength for Rubberized Concrete
59. (2017). Standard Test Method for Particle-Size Analysis of Soils. Standard No. ASTM D6913/D6913M-17.
60. (2017). Standard Test Method for Particle-Size Distribution (Gradation) of Fine-Grained Soils Using the Sedimentation (Hydrometer) Analysis. Standard No. ASTM D7928-17.
61. (2014). Standard Test Methods for Specifc Gravity of Soil Solids by Water Pycnometer. Standard No. D854-14.
62. (2017). Standard Test Methods for Liquid Limit, Plastic Limit, and Plasticity Index of Soils. Standard No. ASTM D4318-17e1.
63. Effect of the Grain Size of Sand on Expansive Soil10.4028/www.scientific.net/KEM.857.367 ↗
64. AASHTO (2002). Standard Specifications for Transportation Materials and Methods of Sampling and Testing, AASHTO.
65. (2017). Standard Practice for Classification of Soils for Engineering Purposes (Unified Soil Classification System). Standard No. ASTM D2487-17e1.
66. Identification of Expansive Soils from the Plasticity Index and the Shrinkage Index Data
67. Sowers, G.F., and Kennedy, C.M. (, 1967). High Volume Change Clays of the South-Eastern Coastal Plain. Proceedings of the Third Panamerican Conference on Soil Mechanics and Foundation Engineering, Caracas, Venezuela.
68. A Simple Method of Identifying an Expansive Soil10.3208/sandf1972.13.97 ↗
69. Free Swell Ratio and Clay Mineralogy of Fine-Grained Soils10.1520/GTJ10860 ↗
70. Influence of Coarse Fraction on Characteristics of Expansive Soil–Sand Mixtures10.1007/s40891-018-0136-8 ↗
71. Alnmr, A., and Ray, R. (2023). Investigating the Impact of Varying Sand Content on the Physical Characteristics of Expansive Clay Soils from Syria. Geotech. Geol. Eng., 1–17.10.1007/s10706-023-02698-w ↗
72. Predicting Electricity Energy Consumption: A Comparison of Regression Analysis, Decision Tree and Neural Networks10.1016/j.energy.2006.11.010 ↗
73. Machine Learning Predictive Models for Mineral Prospectivity: An Evaluation of Neural Networks, Random Forest, Regression Trees and Support Vector Machines10.1016/j.oregeorev.2015.01.001 ↗
74. Zeini, H.A., Al-Jeznawi, D., Imran, H., Bernardo, L.F.A., Al-Khafaji, Z., Ostrowski, K.A., Kazmi, S., Zeini, H.A., Al-Jeznawi, D., and Imran, H. (2023). Random Forest Algorithm for the Strength Prediction of Geopolymer Stabilized Clayey Soil. Sustainability, 15.10.3390/su15021408 ↗
75. Greedy Function Approximation: A Gradient Boosting Machine10.1214/aos/1013203451 ↗
76. Novel Integration of Extreme Learning Machine and Improved Harris Hawks Optimization with Particle Swarm Optimization-Based Mutation for Predicting Soil Consolidation Parameter10.1016/j.jrmge.2021.12.018 ↗
77. Chen, T., and Guestrin, C. (2016, January 13–17). XGBoost: A Scalable Tree Boosting System. Proceedings of the 22nd ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, San Francisco, CA, USA.10.1145/2939672.2939785 ↗
78. Lai, V., Ahmed, A.N., Malek, M.A., Afan, H.A., Ibrahim, R.K., El-Shafie, A., and El-Shafie, A. (2019). Modeling the Nonlinearity of Sea Level Oscillations in the Malaysian Coastal Areas Using Machine Learning Algorithms. Sustainability, 11.10.3390/su11174643 ↗
79. Wu, J., Liu, H., Wei, G., Song, T., Zhang, C., and Zhou, H. (2019). Flash Flood Forecasting Using Support Vector Regression Model in a Small Mountainous Catchment. Water, 11.10.3390/w11071327 ↗
80. Extreme Gradient Boosting (Xgboost) Model to Predict the Groundwater Levels in Selangor Malaysia10.1016/j.asej.2020.11.011 ↗
81. Artificial Neural Network Modelling of Amido Black Dye Sorption on Iron Composite Nano Material: Kinetics and Thermodynamics Studies10.1016/j.molliq.2017.11.163 ↗
82. bing Influence of External Stress and Initial Density on the Volumetric Behavior of an Expansive Clay during Wetting10.1007/s12665-020-08960-1 ↗
83. Rosenbalm, D.C., Zapata, C.E., Houston, S.L., Kavazanjian, E., and Witczak, M.W. (2013). Volume Change Behavior of Expansive Soils Due to Wetting and Drying Cycles. [Ph.D. Thesis, Arizona State University].
84. Lizama, E., Morales, B., Somos-Valenzuela, M., Chen, N., and Liu, M. (2022). Understanding Landslide Susceptibility in Northern Chilean Patagonia: A Basin-Scale Study Using Machine Learning and Field Data. Remote Sens., 14.10.3390/rs14040907 ↗
85. (2024, January 21). Scikit-Learn Developers Scikit-Learn. Machine Learning in Python. Available online: https://scikit-learn.org/stable/modules/grid_search.html#randomized-parameter-search.
86. Predicting Uniaxial Tensile Strength of Expansive Soil with Ensemble Learning Methods10.1016/j.compgeo.2022.104904 ↗