Hybrid Estimation Method for the State of Charge of Lithium Batteries Using a Temporal Convolutional Network and XGBoost
Source abstract
Abstract
Lithium batteries have recently attracted significant attention as highly promising energy storage devices within the secondary battery industry. However, it is important to note that they may pose safety risks, including the potential for explosions during use. Therefore, achieving stable and safe utilization of these batteries necessitates accurate state-of-charge (SOC) estimation. In this study, we propose a hybrid model combining temporal convolutional network (TCN) and eXtreme gradient boosting (XGBoost) to investigate the nonlinear and evolving characteristics of batteries. The primary goal is to enhance SOC estimation performance by leveraging TCN’s long-effective memory capabilities and XGBoost’s robust generalization abilities. We conducted experiments using datasets from NASA, Oxford, and a vehicle simulator to validate the model’s performance. Additionally, we compared the performance of our model with that of a multilayer neural network, long short-term memory, gated recurrent unit, XGBoost, and TCN. The experimental results confirm that our proposed TCN–XGBoost hybrid model outperforms the other models in SOC estimation across all datasets.
Source: crossref · Quality: baseline
Research context
OpenAlex topics: Advanced Battery Technologies Research · Advancements in Battery Materials · Reliability and Maintenance Optimization
SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.
Affiliations
School of Electronic and Electrical Engineering, Kyungpook National University, Daegu 41566, Republic of Korea
Funding
Ministry of Education (Korea)
References (37)
Show source-provided references
1. SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output10.1016/j.energy.2022.125375 ↗
2. A review of deep learning approach to predicting the state of health and state of charge of lithium-ion batteries10.1016/j.jechem.2022.06.049 ↗
3. Lai, X., Yao, J., Jin, C., Feng, X., Wang, H., Xu, C., and Zheng, Y. (2022). A review of lithium-ion battery failure hazards: Test standards, accident analysis, and safety suggestions. Batteries, 8.10.3390/batteries8110248 ↗
4. A review of lithium ion battery failure mechanisms and fire prevention strategies10.1016/j.pecs.2019.03.002 ↗
5. Park, J.H., Lee, J.H., Kim, S.J., and Lee, I.S. (2020). Real-time state of charge estimation for each cell of lithium battery pack using neural networks. Appl. Sci., 10.10.3390/app10238644 ↗
6. Designing high-energy lithium–sulfur batteries10.1039/C5CS00410A ↗
7. Towards a smarter battery management system: A critical review on battery state of health monitoring methods10.1016/j.jpowsour.2018.10.019 ↗
8. A review on battery management system from the modeling efforts to its multiapplication and integration10.1002/er.4433 ↗
9. Classification, summarization and perspectives on state-of-charge estimation of lithium-ion batteries used in electric vehicles: A critical comprehensive survey10.1016/j.est.2021.102572 ↗
10. A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems10.1016/j.rser.2020.110015 ↗
11. State of charge estimation for lithium-ion batteries using model-based and data-driven methods: A review10.1109/ACCESS.2019.2942213 ↗
12. Electrochemical model-based state of charge estimation for Li-ion cells10.1109/TCST.2014.2314333 ↗
13. Evaluation of lithium-ion battery equivalent circuit models for state of charge estimation by an experimental approach10.3390/en4040582 ↗
14. Adaptive unscented Kalman filtering for state of charge estimation of a lithium-ion battery for electric vehicles10.1016/j.energy.2011.03.059 ↗
15. Application of artificial neural networks in design of lithium-ion batteries10.1016/j.jpowsour.2018.05.040 ↗
16. Long short-term memory networks for accurate state-of-charge estimation of Li-ion batteries10.1109/TIE.2017.2787586 ↗
17. The co-estimation of state of charge, state of health, and state of function for lithium-ion batteries in electric vehicles10.1109/TVT.2017.2751613 ↗
18. A study of the open circuit voltage characterization technique and hysteresis assessment of lithium-ion cells10.1016/j.jpowsour.2015.06.140 ↗
19. Predicting the state of charge and health of batteries using data-driven machine learning10.1038/s42256-020-0156-7 ↗
20. Data-driven prediction of battery cycle life before capacity degradation10.1038/s41560-019-0356-8 ↗
21. Closed-loop optimization of fast-charging protocols for batteries with machine learning10.1038/s41586-020-1994-5 ↗
22. Enhanced coulomb counting method for estimating state-of-charge and state-of-health of lithium-ion batteries10.1016/j.apenergy.2008.11.021 ↗
23. State-of-charge estimation and uncertainty for lithium-ion battery strings10.1016/j.apenergy.2013.12.046 ↗
24. A SOC estimation using Kalman filter for lithium-polymer battery10.6113/TKPE.2012.17.3.222 ↗
25. A data-driven multi-scale extended Kalman filtering based parameter and state estimation approach of lithium-ion polymer battery in electric vehicles10.1016/j.apenergy.2013.07.061 ↗
26. Rzepka, B., Bischof, S., and Blank, T. (2021). Implementing an extended Kalman filter for SoC estimation of a Li-ion battery with hysteresis: A step-by-step guide. Energies, 14.10.3390/en14133733 ↗
27. Joint estimation of state of charge and state of health for lithium-ion battery based on dual adaptive extended Kalman filter10.1002/er.6658 ↗
28. State-of-charge estimation of Li-ion batteries using deep neural networks: A machine learning approach10.1016/j.jpowsour.2018.06.104 ↗
29. Bai, S., Kolter, J.Z., and Koltun, V. (2018). An empirical evaluation of generic convolutional and recurrent networks for sequence modelling. arXiv.
30. Remaining useful life prediction for lithium-ion batteries with a hybrid model based on TCN-GRU-DNN and dual attention mechanism10.1109/TTE.2023.3247614 ↗
31. Tianqi, C., and Carlos, G. (2016, January 13–17). Xgboost: A scalable tree boosting system. Proceedings of the 22nd ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, San Francisco, CA, USA.
32. An, J., Guo, W., Lv, T., Zhao, Z., He, C., and Zhao, H. (2023). Joint prediction of the state of charge and the state of health of lithium-ion batteries based on the PSO-XGBoost algorithm. Energies, 16.10.3390/en16104243 ↗
33. Multilayer Perceptron and neural networks
34. Staudemeyer, R.C., and Morris, E.R. (2019). Understanding LSTM—A tutorial into long short-term memory recurrent neural networks. arXiv.
35. Cho, K., Van Merriënboer, B., Gulcehre, C., Bahdanau, D., Bougares, F., Schwenk, H., and Bengio, Y. (2014). Learning phrase representations using rnn encoder-decoder for statistical machine translation. arXiv.10.3115/v1/D14-1179 ↗
36. Zhang, X., Hou, J., Wang, Z., and Jiang, Y. (2022). Joint SOH-SOC estimation model for lithium-ion batteries based on GWO-BP neural network. Energies, 16.10.3390/en16010132 ↗
37. The state of charge estimation of lithium-ion battery based on battery capacity10.1149/1945-7111/acadaa ↗