journal article·2025-12-03Open access

Battery Parameter Identification and SOC Estimation Based on Online Parameter Identification and MIUKF

Liteng Zeng, Lei Zhao, Youwei Song, Yuli Hu, Guang Pan

Batteries· Volume 11· Issue 12

Abstract

Accurate state of charge (SOC) estimation is crucial for the safety, reliability, and energy efficiency of lithium-ion battery systems. However, variations in battery parameters and the loss of historical information during the update steps of traditional unscented Kalman filters (UKFs) often lead to decreased estimation accuracy under dynamic operating conditions. To address these issues, this paper proposes a variable forgetting factor recursive least squares (VFFRLS) algorithm combined with a multi-innovation unscented Kalman filter (MIUKF) algorithm. First, a second-order RC equivalent circuit model is established, and the battery parameters are identified online using the VFFRLS method, enabling the model to dynamically adapt to changing operating conditions. Then, multi-innovation theory is incorporated into the standard UKF, extending the single-innovation matrix to a multi-innovation matrix, effectively enhancing the utilization of historical residuals and improving robustness to measurement noise and model uncertainty. Experimental validation under four typical dynamic operating conditions (FUDS, DST, BJDST, and US06) demonstrates that the proposed method significantly improves SOC estimation accuracy. Compared to the traditional UKF, MIUKF reduces MAE and RMSE by 25–30% while maintaining real-time performance, with single-step computation time reaching the microsecond level. Robustness tests under different initial SOC errors further validate MIUKF’s strong robustness to initial biases. In summary, the proposed method provides an effective solution for high-precision SOC estimation of batteries and has the potential for application in battery management systems.
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Research context

OpenAlex topics: Advanced Battery Technologies Research · Fault Detection and Control Systems · Control Systems and Identification

SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.

Affiliations

School of Electrical Engineering, Shanghai DianJi University, Shanghai 201306, China

School of Marine Science and Technology, Northwestern Polytechnical University, Xi’an 710072, China

Funding

National Natural Science Foundation of China · Fundamental Research Funds for the Central Universities

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