Deep Learning Approaches for Battery Capacity and State of Charge Estimation with the NASA B0005 Dataset
Source abstract
Abstract
Accurate capacity and State of Charge (SOC) estimation are crucial for ensuring the safety and longevity of lithium-ion batteries in electric vehicles. This study examines ten machine learning architectures, Including Deep Belief Network (DBN), Bidirectional Recurrent Neural Network (BiDirRNN), Gated Recurrent Unit (GRU), and others using the NASA B0005 dataset of 591,458 instances. Results indicate that DBN excels in capacity estimation, achieving orders-of-magnitude lower error values and explaining over 99.97% of the predicted variable’s variance. When computational efficiency is paramount, the Deep Neural Network (DNN) offers a strong alternative, delivering near-competitive accuracy with significantly reduced prediction times. The GRU achieves the best overall performance for SOC estimation, attaining an of 0.9999, while the BiDirRNN provides a marginally lower error at a slightly higher computational speed. In contrast, Convolutional Neural Networks (CNN) and Radial Basis Function Networks (RBFN) exhibit relatively high error rates, making them less viable for real-world battery management. Analyses of error distributions reveal that the top-performing models cluster most predictions within tight bounds, limiting the risk of overcharging or deep discharging. These findings highlight the trade-off between accuracy and computational overhead, offering valuable guidance for battery management system (BMS) designers seeking optimal performance under constrained resources. Future work may further explore advanced data augmentation and domain adaptation techniques to enhance these models’ robustness in diverse operating conditions.
Source: openalex_inverted_index · Quality: baseline
Research context
OpenAlex topics: Advanced Battery Technologies Research · Reliability and Maintenance Optimization · Fault Detection and Control Systems
SciVX discovery tags are terminology-based. OpenAlex topics are source-provided classifications.
References (53)
Show source-provided references
1. International Energy Agency. Global EV Outlook 2024. Paris: IEA; 2024. Licence: CC BY 4.0. [cited 2025 Mar 5]. Available from: https://www.iea.org/reports/global-ev-outlook-2024.
2. Ajao · EPS: an efficient electrochemical-polarization system model for real-time battery energy storage system in autonomous electric vehicles · 2023 Jun 27
3. Global EV outlook 2023: catching up with climate ambitions · 2023
4. Review of the Li-ion battery, thermal management, and AI-based battery management system for EV application10.3390/en16010185 ↗
5. A review of machine learning applications for Li-ion battery state estimation in electric vehicles
6. Machine learning applied to electrified vehicle battery state of charge and state of health estimation: state-of-the-art10.1109/ACCESS.2020.2980961 ↗
7. Methods of predictive monitoring of the technical condition of electrical systems
8. Estimation of state-of-charge and state-of-health for lithium-ion degraded battery considering side reactions10.1149/2.0981816jes ↗
9. Lithium ion battery models and parameter identification techniques10.3390/en10122007 ↗
10. Accelerated aging of lithium-ion batteries: insights from nonlinear frequency response analysis10.1149/MA2023-022172mtgabs ↗
11. SOC evaluation of lithium batteries based on VKF, ampere-hour integration and unsteady open circuit voltage fusion method
12. Estimation of state of charge for lithium-ion battery considering effect of aging and temperature
13. State and parameter estimation in chemical and biochemical processes: a tutorial10.1016/S0959-1524(03)00026-X ↗
14. Estimation of state of charge of a lithium-ion battery pack for electric vehicles using an adaptive luenberger observer10.3390/en3091586 ↗
15. A state-of-charge estimation method based on an adaptive proportional-integral observer
16. Linear discrete-time state space realization of a modified quadruple tank system with state estimation using Kalman filter
17. State-of-charge estimation for lithium-ion batteries using a Kalman filter based on local linearization10.3390/en8087854 ↗
18. Joint estimation of state of charge and state of health for lithium-ion battery based on dual adaptive extended Kalman filter10.1002/er.6658 ↗
19. Polynomial augmented extended Kalman filter to estimate the state of charge of lithium-ion batteries10.1109/TVT.2019.2959720 ↗
20. Performance evaluation of an extended kalman filter for state estimation of a pseudo-2D thermal-electrochemical lithium-ion battery model
21. A hybrid state of charge estimation method of a LiFePO4/graphite cell using a reduced order model with an extended Kalman filter
22. State-of-charge estimation of the lithium-ion battery using an adaptive extended kalman filter based on an improved thevenin model10.1109/TVT.2011.2132812 ↗
23. State of charge estimation of lithium-ion batteries using the open-circuit voltage at various ambient temperatures10.1016/j.apenergy.2013.07.008 ↗
24. A data-driven multi-scale extended Kalman filtering based parameter and state estimation approach of lithium-ion polymer battery in electric vehicles10.1016/j.apenergy.2013.07.061 ↗
25. Lithium-ion battery state of charge estimation based on square-root unscented Kalman filter10.1049/iet-pel.2012.0706 ↗
26. An adaptive sigma-point Kalman filter with state equality constraints for online state-of-charge estimation of carbon battery using a reduced-order electrochemical model10.1016/j.apenergy.2019.113925 ↗
27. An adaptive unscented Kalman filtering approach for online estimation of model parameters and state-of-charge of lithium-ion batteries for autonomous mobile robots10.1109/TCST.2014.2317781 ↗
28. State of charge estimation of battery energy storage systems based on adaptive unscented Kalman filter with a noise statistics estimator10.1109/ACCESS.2017.2725301 ↗
29. An adaptive central difference Kalman filter approach for state of charge estimation by fractional order model of lithium-ion battery10.1016/j.energy.2021.122627 ↗
30. An improved state of charge estimation method based on cubature Kalman filter for lithium-ion batteries10.1016/j.apenergy.2019.113520 ↗
31. Method for estimating the state of health of lithium-ion batteries based on differential thermal voltammetry and sparrow search algorithm-elman neural network10.32604/ee.2024.056244 ↗
32. Deep learning approach towards accurate state of charge estimation for lithium-ion batteries using self-supervised transformer model10.1038/s41598-021-98915-8 ↗
33. Precise state-of-charge estimation in electric vehicle lithium-ion batteries using a deep neural network
34. State-of-charge estimation of li-ion battery in electric vehicles: a deep neural network approach10.1109/TIA.2020.3004294 ↗
35. State-of-charge estimation of lithium-ion battery for electric vehicles using deep neural network
36. Hybrid deep learning model for efficient state of charge estimation of Li-ion batteries in electric vehicles10.1016/j.energy.2023.128317 ↗
37. State-of-charge estimation of lithium-ion battery based on convolutional neural network combined with unscented Kalman filter10.3390/batteries10060198 ↗
38. A convolutional neural network for estimation of lithium-ion battery state-of-health during constant current operation
39. Fast battery capacity estimation using convolutional neural networks
40. Combined CNN-LSTM Network for state-of-charge estimation of lithium-ion batteries
41. State-of-charge estimation of lithium-ion batteries using convolutional neural network with self-attention mechanism10.1115/1.4055985 ↗
42. Recurrent neural networks for multivariate time series with missing values10.1038/s41598-018-24271-9 ↗
43. Recurrent neural networks for learning long-term temporal dependencies with reanalysis of time scale representation
44. A systematic and comparative study of distinct recurrent neural networks for lithium-ion battery state-of-charge estimation in electric vehicles10.3390/en16042008 ↗
45. Neural network-based state of charge estimation method for lithium-ion batteries based on temperature10.32604/iasc.2023.034749 ↗
46. Convolutional gated recurrent unit-recurrent neural network for state-of-charge estimation of lithium-ion batteries
47. State-of-health estimation and classification of series-connected batteries by using deep learning based hybrid decision approach10.1016/j.heliyon.2024.e39121 ↗
48. Bidirectional recurrent neural networks10.1109/78.650093 ↗
49. Efficient state of charge estimation of lithium-ion batteries in electric vehicles using evolutionary intelligence-assisted GLA-CNN-Bi-LSTM deep learning model10.1016/j.heliyon.2024.e35183 ↗
50. A hybrid deep learning method for the estimation of the state of health of lithium-ion batteries10.1155/etep/2442893 ↗
51. An RNN-CNN-based parallel hybrid approach for battery state of charge (SoC) estimation under various temperatures and discharging cycle considering noisy conditions10.3390/wevj15120562 ↗
52. Shin · Data science and intelligent systems. CoMeSySo 2021 · 2021 · 231
53. State-of-health prediction of lithium-ion batteries based on CNN-BiLSTM-AM10.3390/batteries8100155 ↗